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Dominic Garcia
DOMINIC D GARCIA, DOMINIC D'ANGELO GARCIA
CRD#: 5358850
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Investment Adviser
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Previous Broker
ROCHESTER WEALTH STRATEGIES, LLCCRD#: 299150 439 SOUTH MAIN STREET
SUITE 250
ROCHESTER, MI 48307
Registration History
201020122014201620182020202220242026IAROCHESTER WEALTH STRATEGIES, LLC (CRD# 299150)2018 - Present (6 years)BMORGAN STANLEY (CRD# 149777)2009 - 2018 (9 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2009 - 2009 (<1 year)IAPRIVATE ADVISOR GROUP, LLC (CRD# 155216)2018 - 2019 (<1 year)IAMORGAN STANLEY (CRD# 149777)2010 - 2018 (8 years)
License(s)

State Registrations

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Michigan 12/12/2018

Current Registration(s)
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ROCHESTER WEALTH STRATEGIES, LLC (CRD#:299150)
439 SOUTH MAIN STREET SUITE 250, ROCHESTER, MI 48307
Registered with this firm since 12/12/2018

Previous Registration(s)
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08/31/2018 - 04/03/2019 PRIVATE ADVISOR GROUP, LLC (CRD#:155216) Rochester, MI
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02/22/2010 - 09/04/2018 MORGAN STANLEY (CRD#:149777) ROCHESTER, MI
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06/01/2009 - 09/04/2018 MORGAN STANLEY (CRD#:149777) ROCHESTER, MI
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04/01/2009 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SOUTHFIELD, MI
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Disclosures
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