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Detailed Report
Susan Marie Davis
SUSAN M DAVIS, SUE M PAYNTER, SUSAN M PAYNTER, SUSAN MARIE PAYNTER
CRD#: 5358635
IA
Investment Adviser
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Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 243 E. MAIN STREET
ASHLAND, OR 97520
Registration History
20082010201220142016201820202022202420262 FIRMS2007 - 2014 (6 years)2 FIRMS2017 - Present (7 years)BCOMPREHENSIVE ASSET MANAGEMENT... (CRD# 43814)2017 - 2017 (<1 year)IAMIDWEST PROFESSIONAL PLANNERS,... (CRD# 112995)2016 - 2017 (<1 year)
License(s)

State Registrations

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Alaska 12/16/2024
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Oregon 8/13/2019
B
Arizona 7/31/2017
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Texas 12/22/2017
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Arizona 8/23/2022
B
Utah 6/13/2023
B
California 7/26/2019
B
Washington 7/6/2020
IA
California 8/9/2019
IA
Wisconsin 6/29/2017
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Ohio 1/7/2025
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Wisconsin 6/30/2017
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Oregon 7/6/2018

SRO Registrations

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 BOX Exchange LLC
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 Cboe BYX Exchange, Inc.
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 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
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 MIAX PEARL, LLC
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 MIAX Sapphire
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 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
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 Nasdaq PHLX LLC
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 Nasdaq Stock Market
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 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
243 E. MAIN STREET, ASHLAND, OR 97520
515 N 5TH STREET, JACKSONVILLE, OR 97530
Registered with this firm since 6/29/2017
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J.P. MORGAN SECURITIES LLC (CRD#:79)
243 E. MAIN STREET, ASHLAND, OR 97520
515 N 5TH STREET, JACKSONVILLE, OR 97530
Registered with this firm since 6/29/2017
Previous Registration(s)
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 07/22/2016 - 06/27/2017 MIDWEST PROFESSIONAL PLANNERS, LTD. (CRD#:112995) WAUSAU, WI
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 01/13/2017 - 06/22/2017 COMPREHENSIVE ASSET MANAGEMENT AND SERVICING, INC. (CRD#:43814) WAUSAU, WI
IA
 08/20/2007 - 05/21/2014 UBS FINANCIAL SERVICES INC. (CRD#:8174) MILWAUKEE, WI
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 08/06/2007 - 05/21/2014 UBS FINANCIAL SERVICES INC. (CRD#:8174) MILWAUKEE, WI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.