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EMILY FRENZEL
EMILY SUE CHIODO, EMILY CHIODO
CRD#: 5358033
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 411 SOUTH STATE ST.
NEWTOWN, PA 18940
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - Present (16 years)
License(s)

State Registrations

B
Alabama 2/11/2025

B
Montana 2/11/2025

B
Arizona 12/26/2023

B
Nevada 2/11/2025

B
Arkansas 2/11/2025

B
New Hampshire 2/11/2025

B
California 12/26/2023

B
New Jersey 9/17/2008

B
Colorado 2/11/2025

IA
New Jersey 10/31/2008

B
Connecticut 1/3/2024

B
New York 12/26/2023

B
Delaware 12/26/2023

B
North Carolina 7/3/2023

B
District of Columbia 7/3/2023

IA
North Carolina 1/3/2024

IA
District of Columbia 7/21/2023

B
Ohio 1/3/2024

B
Florida 3/16/2023

B
Pennsylvania 7/7/2014

B
Georgia 1/3/2024

IA
Pennsylvania 8/22/2023

B
Idaho 2/11/2025

B
Rhode Island 12/26/2023

B
Illinois 2/11/2025

B
South Carolina 12/26/2023

B
Indiana 2/11/2025

B
South Dakota 2/11/2025

B
Iowa 2/11/2025

B
Tennessee 2/11/2025

B
Maine 2/11/2025

B
Texas 12/26/2023

B
Maryland 7/20/2021

IA
Texas 2/11/2025

IA
Maryland 7/3/2023

B
Vermont 2/11/2025

B
Massachusetts 7/26/2021

B
Virginia 7/3/2023

B
Michigan 12/26/2023

IA
Virginia 7/3/2023

B
Minnesota 2/11/2025

B
Washington 2/11/2025

B
Mississippi 2/11/2025

B
Wisconsin 2/11/2025

B
Missouri 2/11/2025

B
Wyoming 2/11/2025

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
411 SOUTH STATE ST., NEWTOWN, PA 18940
6100 FAIRVIEW ROAD 9TH FLOOR, CHARLOTTE, NC 28211
Registered with this firm since 10/31/2008

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
411 SOUTH STATE ST., NEWTOWN, PA 18940
6100 FAIRVIEW ROAD 9TH FLOOR, CHARLOTTE, NC 28211
Registered with this firm since 9/17/2008

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.