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MICHAEL JASON SPRUNG
Michael Sprung
CRD#: 5357839
IA
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EQUITABLE ADVISORS, LLCCRD#: 6627 2255 GLADES ROAD
SUITE 412E
BOCA RATON, FL 33431
SUITE 412E
BOCA RATON, FL 33431
0
Disclosures
11
Years of Experience
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State Registrations
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Colorado 3/31/2021
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New Jersey 2/9/2021
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Florida 12/17/2020
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New Jersey 2/12/2021
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Florida 1/7/2021
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New York 4/19/2021
SRO Registrations
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Registered with this firm since 1/7/2021
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Registered with this firm since 12/17/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/05/2010 - 04/06/2017 | WOODBRIDGE, NJ | |
B | 12/03/2009 - 04/06/2017 | WOODBRIDGE, NJ | |
B | 04/06/2009 - 05/21/2009 | NEW YORK, NY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.