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SEAN MICHAEL AGNEW
SEAN AGNEW
CRD#: 5356044
IA
B
ALLIANCEBERNSTEIN L.P.CRD#: 108477 BNY Mellon Center
135 Market Street Suite 3800
Philadelphia, PA 19103
135 Market Street Suite 3800
Philadelphia, PA 19103
SANFORD C. BERNSTEIN & CO., LLCCRD#: 104474 1735 MARKET STREET
SUITE 3800
PHILADELPHIA, PA 19103
SUITE 3800
PHILADELPHIA, PA 19103
0
Disclosures
10
Years of Experience
View By:
State Registrations
B
California 10/24/2023
B
New Jersey 11/14/2023
B
Colorado 10/24/2023
B
New York 10/23/2022
B
Delaware 11/16/2023
B
Ohio 10/25/2023
B
Florida 11/1/2021
IA
Pennsylvania 8/19/2021
IA
Florida 12/7/2021
B
Pennsylvania 10/21/2021
B
Illinois 6/21/2023
B
South Carolina 4/12/2022
B
Massachusetts 10/23/2023
B
Texas 4/10/2024
B
Montana 10/24/2023
IA
Texas 4/10/2024
SRO Registrations
B
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IA
Registered with this firm since 8/19/2021
B
Registered with this firm since 9/23/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/24/2018 - 10/08/2021 | CONSHOHOCKEN, PA | |
B | 03/24/2016 - 04/03/2018 | New York, NY | |
IA | 12/22/2015 - 03/08/2016 | BERWYN, PA | |
B | 11/21/2014 - 03/08/2016 | BERWYN, PA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.