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Detailed Report
DONALD H GOTTFRIED
DONALD GOTTFRIED
CRD#: 5355884
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 160 GOULD STREET
SUITE 310
NEEDHAM, MA 02494
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - Present (16 years)
License(s)

State Registrations

B
California 2/23/2023
IA
New Hampshire 9/9/2015
IA
California 2/23/2023
B
New York 3/2/2023
B
Maine 7/25/2024
IA
New York 3/2/2023
IA
Maine 7/25/2024
B
North Carolina 10/15/2021
B
Maryland 6/7/2024
IA
North Carolina 10/18/2021
B
Massachusetts 5/14/2008
B
Rhode Island 8/12/2022
IA
Massachusetts 11/28/2008
IA
Rhode Island 8/12/2022
B
New Hampshire 8/31/2015

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
160 GOULD STREET SUITE 310, NEEDHAM, MA 02494
Andover, MA
Registered with this firm since 11/28/2008
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
160 GOULD STREET SUITE 310, NEEDHAM, MA 02494
Andover, MA
Registered with this firm since 5/14/2008
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.