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Detailed Report
JONATHAN P CODISPOTI
JONATHAN PATRICK CODISPOTI, JONATHAN CODISPOTI
CRD#: 5354969
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 8425 PULSAR PLACE
SUITE 450
COLUMBUS, OH 43240
Registration History
20082010201220142016201820202022202420262 FIRMS2007 - 2010 (3 years)2 FIRMS2015 - Present (9 years)BNYLIFE SECURITIES LLC (CRD# 5167)2013 - 2015 (2 years)BPRUCO SECURITIES, LLC. (CRD# 5685)2010 - 2013 (2 years)
Disclosure(s)
View By:
10/19/2015
Customer Dispute
Settled
License(s)

State Registrations

B
Alaska 3/15/2022
B
Michigan 1/24/2020
B
Arizona 6/28/2024
IA
Michigan 1/29/2020
B
California 6/17/2015
B
Ohio 5/28/2015
B
Colorado 6/18/2024
IA
Ohio 5/28/2015
B
Florida 7/1/2021
B
Pennsylvania 2/12/2018
B
Kentucky 5/12/2021
B
Texas 11/11/2020

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
8425 PULSAR PLACE SUITE 450, COLUMBUS, OH 43240
Registered with this firm since 5/28/2015
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
8425 PULSAR PLACE SUITE 450, COLUMBUS, OH 43240
Registered with this firm since 5/27/2015
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 02/27/2013 - 05/14/2015 NYLIFE SECURITIES LLC (CRD#:5167) DUBLIN, OH
B
 08/16/2010 - 01/04/2013 PRUCO SECURITIES, LLC. (CRD#:5685) COLUMBUS, OH
IA
 08/07/2007 - 08/05/2010 NEW ENGLAND SECURITIES CORPORATION (CRD#:615) COLUMBUS, OH
B
 07/30/2007 - 08/05/2010 NEW ENGLAND SECURITIES (CRD#:615) COLUMBUS, OH
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.