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Aaron Houston Phifer
AARON H PHIFER
CRD#: 5354635
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 10950 JONES BRIDGE RD
ALPHARETTA, GA 30022
Registration History
20082010201220142016201820202022202420262 FIRMS2022 - Present (2 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2012 - 2016 (3 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2009 - 2012 (3 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2007 - 2008 (<1 year)
License(s)

State Registrations

B
Alabama 12/7/2022

B
Oregon 5/2/2024

B
Florida 12/7/2022

B
South Carolina 12/7/2022

B
Georgia 10/24/2022

B
Tennessee 12/7/2022

IA
Georgia 10/26/2022

B
Texas 12/7/2022

B
North Carolina 12/7/2022

IA
Texas 12/14/2022

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
10950 JONES BRIDGE RD, ALPHARETTA, GA 30022
Registered with this firm since 10/26/2022

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
10950 JONES BRIDGE RD, ALPHARETTA, GA 30022
Registered with this firm since 9/12/2022

Previous Registration(s)
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10/01/2012 - 03/18/2016 J.P. MORGAN SECURITIES LLC (CRD#:79) HOBART, IN
B
03/18/2009 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) MERRILLVILLE, IN
B
07/04/2007 - 05/19/2008 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) GARY, IN
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.