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OLUWA ADEMOLA RAINES
LOU RAINES, OLUWA RAINES
CRD#: 5353818
IA
B
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 303 PEACHTREE ST, NE
FL 2
ATLANTA, GA 30308
FL 2
ATLANTA, GA 30308
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 DOUGLASVILLE, GA
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8/4/2015
Financial
Final
State Registrations
B
Alabama 11/29/2016
B
Missouri 10/5/2017
B
Alaska 11/30/2016
B
Montana 8/23/2017
B
Arizona 11/29/2016
B
Nebraska 11/18/2016
B
Arkansas 11/30/2016
B
Nevada 12/5/2016
B
California 11/18/2016
B
New Hampshire 11/18/2016
B
Colorado 11/30/2016
B
New Jersey 11/18/2016
B
Connecticut 11/18/2016
B
New Mexico 11/29/2016
B
Delaware 11/29/2016
B
New York 11/30/2016
B
District of Columbia 11/22/2016
B
North Carolina 11/29/2016
B
Florida 11/28/2016
B
North Dakota 11/23/2016
B
Georgia 11/28/2016
B
Ohio 11/18/2016
IA
Georgia 11/28/2016
B
Oklahoma 12/6/2016
B
Hawaii 11/29/2016
B
Oregon 9/7/2017
B
Idaho 11/22/2016
B
Pennsylvania 11/18/2016
B
Illinois 11/18/2016
B
Rhode Island 11/18/2016
B
Indiana 11/29/2016
B
South Carolina 12/8/2016
B
Iowa 11/29/2016
B
South Dakota 11/28/2016
B
Kansas 11/22/2016
B
Tennessee 11/30/2016
B
Kentucky 8/22/2017
B
Texas 11/29/2016
B
Louisiana 11/29/2016
B
Utah 11/18/2016
B
Maine 11/18/2016
B
Vermont 12/5/2016
B
Maryland 11/28/2016
B
Virginia 11/18/2016
B
Massachusetts 11/22/2016
B
Washington 8/31/2017
B
Michigan 7/3/2017
B
West Virginia 12/5/2016
B
Minnesota 7/4/2017
B
Wisconsin 11/18/2016
B
Mississippi 12/2/2016
B
Wyoming 11/22/2016
SRO Registrations
B
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IA
Registered with this firm since 11/28/2016
B
Registered with this firm since 11/17/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/28/2016 - 12/31/2016 | ATLANTA, GA | |
B | 11/17/2014 - 06/23/2016 | SMYRNA, GA | |
B | 01/30/2012 - 10/03/2014 | EAST POINT, GA | |
B | 09/29/2009 - 02/24/2011 | ALPHARETTA, GA | |
IA | 01/08/2009 - 07/23/2009 | ATLANTA, GA | |
B | 12/06/2008 - 07/23/2009 | ATLANTA, GA | |
B | 12/21/2007 - 06/06/2008 | ATLANTA, GA | |
IA | 09/26/2007 - 10/18/2007 | EAST POINT, GA | |
B | 07/26/2007 - 10/18/2007 | EAST POINT, GA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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