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DAVID WILLIAM MULLINS
DAVID MULLINS
CRD#: 5353814
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 1302 2ND ST
RICHLANDS, VA 24641-2453
Registration History
2008201020122014201620182020202220242 FIRMS2007 - 2012 (4 years)2 FIRMS2012 - 2015 (3 years)2 FIRMS2015 - 2016 (1 year)2 FIRMS2016 - 2019 (3 years)2 FIRMS2019 - Present (5 years)
License(s)

State Registrations

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Colorado 5/4/2023

B
Tennessee 12/12/2019

B
Georgia 6/20/2023

B
Virginia 12/12/2019

B
North Carolina 1/14/2020

IA
Virginia 12/12/2019

B
Ohio 2/10/2020

B
West Virginia 12/12/2019

B
South Carolina 7/31/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
1302 2ND ST, RICHLANDS, VA 24641-2453
Registered with this firm since 12/12/2019

B
LPL FINANCIAL LLC (CRD#:6413)
1302 2ND ST, RICHLANDS, VA 24641-2453
Registered with this firm since 12/12/2019

Previous Registration(s)
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IA
09/30/2016 - 12/12/2019 COMMONWEALTH FINANCIAL NETWORK (CRD#:8032) Richlands, VA
B
09/30/2016 - 12/12/2019 COMMONWEALTH FINANCIAL NETWORK (CRD#:8032) Richlands, VA
IA
06/26/2015 - 10/19/2016 CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139) RICHLANDS, VA
B
06/26/2015 - 10/19/2016 CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543) RICHLANDS, VA
IA
03/30/2012 - 07/09/2015 CANTELLA & CO., INC. (CRD#:13905) Richlands, VA
B
03/30/2012 - 07/09/2015 CANTELLA & CO., INC. (CRD#:13905) Richlands, VA
IA
08/23/2007 - 04/02/2012 EDWARD JONES (CRD#:250) LEBANON, VA
B
07/30/2007 - 04/02/2012 EDWARD JONES (CRD#:250) LEBANON, VA
For additional information about investment advisers or broker-dealers, please visit
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.