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TRACEY A NERET
TRACEY A. NERET
CRD#: 5353501
IA
Investment Adviser
B
Broker
OPPENHEIMER & CO. INC.CRD#: 249 255 STATE STREET
5TH FLOOR
BOSTON, MA 02109
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - 2009 (<1 year)2 FIRMS2009 - Present (15 years)BJEFFERIES & COMPANY, INC. (CRD# 2347)2007 - 2008 (<1 year)
License(s)

State Registrations

B
Arizona 3/17/2016

B
New Hampshire 3/17/2016

B
California 3/17/2016

B
New Jersey 12/3/2019

B
Connecticut 3/17/2016

B
New Mexico 3/17/2016

B
Delaware 12/1/2017

B
New York 3/17/2016

B
District of Columbia 1/17/2017

B
North Carolina 3/21/2016

B
Florida 3/17/2016

B
Ohio 3/17/2016

B
Georgia 11/29/2018

B
Oregon 1/25/2019

B
Illinois 12/3/2019

B
Pennsylvania 3/17/2016

B
Maine 3/17/2016

B
Rhode Island 3/17/2016

B
Maryland 9/23/2016

B
South Carolina 3/17/2016

B
Massachusetts 7/27/2009

B
Texas 3/17/2016

IA
Massachusetts 7/30/2009

B
Vermont 11/29/2018

B
Michigan 3/20/2023

B
Virginia 3/17/2016

B
Montana 3/17/2016

B
Washington 3/17/2016

B
Nevada 6/24/2021

B
Wyoming 12/3/2019

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OPPENHEIMER & CO. INC. (CRD#:249)
255 STATE STREET 5TH FLOOR, BOSTON, MA 02109
Registered with this firm since 7/30/2009

B
OPPENHEIMER & CO. INC. (CRD#:249)
255 STATE STREET 5TH FLOOR, BOSTON, MA 02109
Registered with this firm since 7/21/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/07/2008 - 02/12/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEWTON, MA
B
04/22/2008 - 02/12/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEWTON, MA
B
10/10/2007 - 02/01/2008 JEFFERIES & COMPANY, INC. (CRD#:2347) BOSTON, MA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.