Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Benjamin Grant Brazier
BEN BRAZIER
CRD#: 5353381
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 900 CONFERENCE DR
SUITE 15A
GOODLETTSVILLE, TN 37072-1923
Registration History
20082010201220142016201820202022202420262 FIRMS2007 - 2008 (<1 year)2 FIRMS2012 - 2012 (<1 year)IAEDWARD JONES (CRD# 250)2024 - Present (1 year)BEDWARD JONES (CRD# 250)2023 - Present (1 year)
License(s)

State Registrations

B
Alabama 5/28/2024
B
Mississippi 1/7/2025
B
Arizona 1/7/2025
B
Montana 5/28/2024
B
Arkansas 5/28/2024
B
North Carolina 1/29/2024
B
California 5/28/2024
B
Ohio 1/30/2024
B
Colorado 5/28/2024
B
Oklahoma 5/28/2024
B
Delaware 12/19/2024
B
Puerto Rico 5/28/2024
B
District of Columbia 9/27/2024
B
South Carolina 5/28/2024
B
Florida 1/29/2024
B
Tennessee 12/13/2023
B
Georgia 1/29/2024
IA
Tennessee 2/5/2024
B
Illinois 5/28/2024
B
Texas 5/28/2024
B
Indiana 1/29/2024
IA
Texas 6/5/2024
B
Kentucky 5/28/2024
B
Utah 1/29/2024
B
Maryland 5/28/2024
B
Virginia 5/28/2024
B
Massachusetts 5/28/2024
B
Wisconsin 5/28/2024
B
Michigan 5/28/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
900 CONFERENCE DR SUITE 15A, GOODLETTSVILLE, TN 37072-1923
Registered with this firm since 2/5/2024
B
EDWARD JONES (CRD#:250)
900 CONFERENCE DR SUITE 15A, GOODLETTSVILLE, TN 37072-1923
Registered with this firm since 11/4/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 08/13/2012 - 11/13/2012 EDWARD JONES (CRD#:250) GREELEY, CO
B
 04/26/2012 - 11/13/2012 EDWARD JONES (CRD#:250) GREELEY, CO
IA
 10/29/2007 - 04/02/2008 EDWARD JONES (CRD#:250) ST. GEORGE, UT
B
 08/28/2007 - 04/02/2008 EDWARD JONES (CRD#:250) ST. GEORGE, UT
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.