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CURTIS LUKE RAMSAY
C. LUKE RAMSAY, LUKE RAMSAY, R. LUKE RAMSAY
CRD#: 5352269
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 145 E 13800 S
DRAPER, UT 84020
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - 2010 (2 years)2 FIRMS2010 - 2012 (2 years)2 FIRMS2012 - Present (12 years)BUNITED PLANNERS' FINANCIAL SER... (CRD# 20804)2007 - 2008 (<1 year)
License(s)

State Registrations

B
Arizona 4/4/2016

B
North Dakota 12/14/2016

B
California 6/12/2013

B
Ohio 10/1/2012

B
Florida 10/1/2012

B
Oregon 4/25/2014

B
Idaho 4/28/2014

B
Pennsylvania 2/5/2019

B
Illinois 8/18/2023

B
Texas 6/7/2018

B
Indiana 9/13/2021

IA
Texas 6/12/2018

B
Kansas 6/4/2017

B
Utah 10/1/2012

B
Montana 10/1/2012

IA
Utah 10/1/2012

B
Nevada 10/1/2012

B
Virginia 7/9/2024

B
New Jersey 9/26/2019

B
Washington 1/4/2016

B
New York 10/1/2012

B
Wyoming 5/12/2015

B
North Carolina 8/10/2021

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
145 E 13800 S, DRAPER, UT 84020
Registered with this firm since 10/1/2012

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
145 E 13800 S, DRAPER, UT 84020
Registered with this firm since 10/1/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/08/2010 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) DRAPER, UT
B
09/07/2010 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) DRAPER, UT
IA
04/28/2008 - 08/24/2010 EDWARD JONES (CRD#:250) CENTERVILLE, UT
B
04/28/2008 - 08/24/2010 EDWARD JONES (CRD#:250) CENTERVILLE, UT
B
09/07/2007 - 01/24/2008 UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (CRD#:20804) KAYSVILLE, UT
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.