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RICHARD WAYNE GIBSON
RICH GIBSON
CRD#: 5352063
IA
Investment Adviser
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Broker
GLOBAL VIEW CAPITAL MANAGEMENT LLCCRD#: 158292 5199 E. PACIFIC COAST HIGHWAY
SUITE 204
LONG BEACH, CA 90804
PURSHE KAPLAN STERLING INVESTMENTSCRD#: 35747 5199 E. Pacific Coast Highway
Suite 202
Long Beach, CA 90804
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - 2012 (4 years)2 FIRMS2012 - 2012 (<1 year)2 FIRMS2012 - 2013 (1 year)2 FIRMS2014 - Present (11 years)
Disclosure(s)
View By:
6/20/2024
Customer Dispute
Pending
5/9/2024
Customer Dispute
Settled
4/11/2023
Customer Dispute
Closed-No Action
License(s)

State Registrations

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California 1/2/2014

IA
Texas 9/2/2020

IA
California 1/2/2014

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Virginia 7/11/2023

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Pennsylvania 7/11/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
GLOBAL VIEW CAPITAL MANAGEMENT LLC (CRD#:158292)
5199 E. PACIFIC COAST HIGHWAY SUITE 204, LONG BEACH, CA 90804
Registered with this firm since 1/2/2014

B
PURSHE KAPLAN STERLING INVESTMENTS (CRD#:35747)
5199 E. Pacific Coast Highway Suite 202, Long Beach, CA 90804
Registered with this firm since 1/2/2014

Previous Registration(s)
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IA
10/30/2012 - 12/31/2013 THE STRATEGIC FINANCIAL ALLIANCE (CRD#:126514) SEAL BEACH, CA
B
10/29/2012 - 12/31/2013 THE STRATEGIC FINANCIAL ALLIANCE, INC. (CRD#:126514) SEAL BEACH, CA
IA
01/06/2012 - 11/02/2012 TRANSAMERICA FINANCIAL ADVISORS, INC. (CRD#:16164) SEAL BEACH, CA
B
01/06/2012 - 11/02/2012 TRANSAMERICA FINANCIAL ADVISORS, INC (CRD#:16164) SEAL BEACH, CA
IA
05/02/2008 - 01/06/2012 INVESTMENT ADVISORS INTERNATIONAL, INC. (CRD#:139233) ANAHEIM, CA
B
01/14/2008 - 01/06/2012 WORLD GROUP SECURITIES, INC. (CRD#:114473) ANAHEIM, CA
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.