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Daniel Scott Dillard
DILLARD DANIEL, DAN SCOTT
CRD#: 5349691
IA
B
MORGAN STANLEYCRD#: 149777 5122 Cascade Road
1st Floor
Grand Rapids, MI 49546
1st Floor
Grand Rapids, MI 49546
0
Disclosures
10
Years of Experience
View By:
State Registrations
B
Arizona 11/4/2019
B
Missouri 6/5/2019
B
California 3/30/2017
B
New Jersey 6/3/2021
B
Florida 10/3/2017
B
New Mexico 3/17/2022
B
Georgia 10/3/2017
B
New York 4/13/2018
B
Idaho 5/18/2022
B
North Carolina 6/19/2019
B
Illinois 8/31/2017
B
Ohio 3/19/2018
B
Indiana 4/10/2019
B
Pennsylvania 6/5/2019
B
Iowa 12/3/2018
B
Rhode Island 1/24/2024
B
Kentucky 11/20/2019
B
Texas 4/5/2019
B
Maryland 9/13/2019
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Texas 3/26/2020
B
Massachusetts 6/5/2019
B
Utah 5/13/2021
B
Michigan 3/30/2017
B
Virginia 10/3/2017
IA
Michigan 3/30/2017
B
Wisconsin 12/13/2018
B
Mississippi 10/16/2019
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 3/30/2017
B
Registered with this firm since 3/30/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/02/2015 - 03/06/2017 | GRAND RAPIDS, MI | |
B | 05/27/2015 - 03/06/2017 | GRAND RAPIDS, MI | |
B | 03/18/2010 - 08/05/2010 | GRAND RAPIDS, MI | |
B | 06/06/2007 - 08/03/2007 | LIVONIA, MI |
GRAND RAPIDS, MI
07/02/2015 - 03/06/2017
GRAND RAPIDS, MI
05/27/2015 - 03/06/2017
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.