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Detailed Report
ANDREW POLANCO JIMENEZ
ANDREW P JIMENEZ, ANDREW JIMENEZ, ANDREW JIMINEZ
CRD#: 5349497
IA
Investment Adviser
B
Broker
VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 CUTLER BAY, FL
Registration History
2008201020122014201620182020202220242026IAVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)2021 - Present (3 years)BVALIC FINANCIAL ADVISORS, INC. (CRD# 42803)2019 - Present (5 years)BAXA ADVISORS, LLC (CRD# 6627)2016 - 2019 (3 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2014 - 2015 (1 year)BWACHOVIA SECURITIES, LLC (CRD# 19616)2007 - 2007 (<1 year)
License(s)

State Registrations

B
Florida 12/16/2019
IA
Florida 4/15/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
CUTLER BAY, FL
Registered with this firm since 4/15/2021
B
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
CUTLER BAY, FL
Registered with this firm since 12/16/2019
Previous Registration(s)
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B
 07/12/2016 - 12/23/2019 AXA ADVISORS, LLC (CRD#:6627) MIAMI, FL
B
 07/14/2014 - 08/18/2015 J.P. MORGAN SECURITIES LLC (CRD#:79) MIAMI, FL
B
 10/12/2007 - 10/31/2007 WACHOVIA SECURITIES, LLC (CRD#:19616) MIAMI, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.