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ALLISON BROOKE MCCARTY
ALLISON BROOKE LAGASSE
CRD#: 5348648
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 2101 GAITHER RD
STE 600
ROCKVILLE, MD 20850
STE 600
ROCKVILLE, MD 20850
CETERA ADVISOR NETWORKS LLCCRD#: 13572 2101 Gaither Rd
SUITE 600
ROCKVILLE, MD 20850
SUITE 600
ROCKVILLE, MD 20850
0
Disclosures
17
Years of Experience
View By:
State Registrations
B
Alaska 8/10/2023
B
Mississippi 8/10/2023
B
Arizona 1/8/2025
B
Missouri 8/10/2023
B
California 8/10/2023
B
New Hampshire 8/10/2023
B
Colorado 8/10/2023
B
New Jersey 8/10/2023
B
Delaware 8/10/2023
B
New York 8/10/2023
B
District of Columbia 8/10/2023
B
North Carolina 8/10/2023
B
Florida 8/11/2023
B
Ohio 8/10/2023
B
Georgia 8/10/2023
B
Oregon 8/10/2023
B
Illinois 1/3/2024
B
Pennsylvania 8/10/2023
B
Kansas 8/10/2023
B
Puerto Rico 1/3/2024
B
Maine 5/20/2024
B
South Carolina 8/10/2023
B
Maryland 8/10/2023
B
Tennessee 4/2/2025
IA
Maryland 8/10/2023
B
Texas 8/10/2023
B
Massachusetts 8/10/2023
IA
Texas 8/10/2023
B
Michigan 1/8/2024
B
Virginia 8/10/2023
B
Minnesota 8/10/2023
SRO Registrations
B
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B
Registered with this firm since 8/10/2023
IA
Registered with this firm since 8/10/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/14/2007 - 08/10/2023 | ROCKVILLE, MD | |
B | 06/05/2007 - 08/10/2023 | ROCKVILLE, MD |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.