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SAMUEL WALLACE LEE III
CRD#: 5345920
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 1294 NW HIGHLAND ST
ROSEBURG, OR 97470
CETERA ADVISOR NETWORKS LLCCRD#: 13572 1294 NW HIGHLAND ST
ROSEBURG, OR 97470
Registration History
20082010201220142016201820202022202420262 FIRMS2007 - 2009 (1 year)2 FIRMS2009 - 2010 (<1 year)2 FIRMS2010 - 2018 (7 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2018 - Present (7 years)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2018 - 2023 (5 years)
License(s)

State Registrations

B
Arizona 2/7/2020

B
Texas 3/9/2020

B
California 2/16/2018

IA
Texas 6/29/2023

B
Idaho 2/16/2018

B
Utah 10/30/2024

B
Oregon 2/16/2018

B
Washington 2/16/2018

IA
Oregon 6/29/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
1294 NW HIGHLAND ST, ROSEBURG, OR 97470
Registered with this firm since 6/29/2023

B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
1294 NW HIGHLAND ST, ROSEBURG, OR 97470
Registered with this firm since 2/16/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/16/2018 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) ROSEBURG, OR
IA
04/28/2010 - 02/16/2018 D.A. DAVIDSON & CO. (CRD#:199) ROSEBURG, OR
B
04/28/2010 - 02/16/2018 D.A. DAVIDSON & CO. (CRD#:199) ROSEBURG, OR
IA
06/01/2009 - 05/24/2010 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) ROSEBURG, OR
B
06/01/2009 - 05/24/2010 MORGAN STANLEY SMITH BARNEY (CRD#:149777) ROSEBURG, OR
IA
08/30/2007 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) ROSEBURG, OR
B
07/06/2007 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) ROSEBURG, OR
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.