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Eugene C Nacci
EUGENE C NACCI, EUGENE CARMEN NACCI, Eugene Nacci
CRD#: 5344091
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 110 N WACKER DR
CHICAGO, IL 60606
Registration History
20082010201220142016201820202022202420262 FIRMS2018 - 2020 (1 year)2 FIRMS2020 - Present (5 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2014 - 2017 (2 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2007 - 2014 (7 years)IACAPITAL ASSET ADVISORY SERVICE... (CRD# 110929)2017 - 2018 (1 year)IASTRATEGIC ADVISERS, INC. (CRD# 104555)2015 - 2017 (2 years)
License(s)

State Registrations

B
Alabama 2/25/2020

B
Nebraska 2/25/2020

B
Alaska 2/25/2020

B
Nevada 2/25/2020

B
Arizona 2/25/2020

B
New Hampshire 2/25/2020

B
Arkansas 2/25/2020

B
New Jersey 2/25/2020

B
California 2/25/2020

B
New Mexico 2/25/2020

B
Colorado 2/25/2020

B
New York 2/25/2020

B
Connecticut 2/25/2020

B
North Carolina 2/25/2020

B
Delaware 2/25/2020

B
North Dakota 2/25/2020

B
District of Columbia 2/25/2020

B
Ohio 2/25/2020

B
Florida 2/25/2020

B
Oklahoma 2/25/2020

B
Georgia 2/25/2020

B
Oregon 2/25/2020

B
Hawaii 2/25/2020

B
Pennsylvania 2/25/2020

B
Idaho 2/25/2020

B
Puerto Rico 2/25/2020

IA
Illinois 2/24/2020

B
Rhode Island 2/25/2020

B
Illinois 3/3/2020

B
South Carolina 2/25/2020

B
Indiana 2/25/2020

B
South Dakota 2/25/2020

B
Iowa 2/25/2020

B
Tennessee 2/25/2020

B
Kansas 2/25/2020

B
Texas 2/25/2020

B
Kentucky 2/25/2020

IA
Texas 10/18/2021

B
Louisiana 2/25/2020

B
Utah 2/25/2020

B
Maine 2/25/2020

B
Vermont 2/25/2020

B
Maryland 2/25/2020

B
Virgin Islands 2/25/2020

B
Massachusetts 2/25/2020

B
Virginia 2/25/2020

B
Michigan 2/25/2020

B
Washington 2/25/2020

B
Minnesota 2/25/2020

B
West Virginia 2/25/2020

B
Mississippi 2/25/2020

B
Wisconsin 2/25/2020

B
Missouri 2/25/2020

B
Wyoming 2/25/2020

B
Montana 2/25/2020

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR, CHICAGO, IL 60606
Chicago, IL
Registered with this firm since 2/24/2020

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR, CHICAGO, IL 60606
Chicago, IL
Registered with this firm since 2/24/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/17/2018 - 01/10/2020 OPPENHEIMER & CO. INC. (CRD#:249) CHICAGO, IL
B
12/17/2018 - 01/10/2020 OPPENHEIMER & CO. INC. (CRD#:249) CHICAGO, IL
IA
11/08/2017 - 12/21/2018 CAPITAL ASSET ADVISORY SERVICES, LLC (CRD#:110929) Naperville, IL
IA
02/13/2015 - 09/12/2017 STRATEGIC ADVISERS, INC. (CRD#:104555) NAPERVILLE, IL
B
11/19/2014 - 09/12/2017 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) NAPERVILLE, IL
B
09/03/2007 - 11/12/2014 CHARLES SCHWAB & CO., INC. (CRD#:5393) SCHAUMBURG, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.