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Detailed Report
PALMER RAPHAEL OGDEN III
PALMER R OGDEN III, Palmer R Ogden
CRD#: 5343002
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 4890 West Kennedy Boulevard Suite 700
Tampa, FL 33609
Registration History
20082010201220142016201820202022202420262 FIRMS2009 - 2021 (12 years)2 FIRMS2021 - Present (3 years)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)2007 - 2009 (2 years)IABANC OF AMERICA INVESTMENT SER... (CRD# 16361)2008 - 2009 (1 year)
License(s)

State Registrations

B
Alabama 10/22/2021
B
New Hampshire 10/22/2021
B
Arizona 6/3/2024
B
New Jersey 10/22/2021
B
California 10/22/2021
B
New York 1/17/2023
B
Colorado 10/22/2021
B
North Carolina 10/22/2021
B
Connecticut 2/12/2025
B
North Dakota 11/29/2024
B
Delaware 5/12/2022
B
Ohio 10/22/2021
B
Florida 10/22/2021
B
Oklahoma 10/17/2023
IA
Florida 10/25/2021
B
Oregon 6/3/2024
B
Georgia 10/22/2021
B
Pennsylvania 10/22/2021
B
Hawaii 3/4/2025
B
Rhode Island 2/6/2024
B
Illinois 10/22/2021
B
South Carolina 10/22/2021
B
Iowa 10/22/2021
B
Tennessee 3/4/2025
B
Kansas 5/12/2023
B
Texas 10/22/2021
B
Kentucky 10/22/2021
IA
Texas 10/22/2021
B
Louisiana 1/10/2025
B
Utah 10/22/2021
B
Maine 7/12/2024
B
Vermont 10/22/2021
B
Maryland 4/14/2022
B
Virgin Islands 10/22/2021
B
Massachusetts 10/22/2021
B
Virginia 10/22/2021
B
Michigan 10/22/2021
B
Washington 7/12/2022
B
Minnesota 11/29/2024
B
West Virginia 5/18/2022
B
Mississippi 10/22/2021
B
Wisconsin 7/12/2024
B
Nevada 10/22/2021
B
Wyoming 1/26/2022

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
4890 West Kennedy Boulevard Suite 700, Tampa, FL 33609
Registered with this firm since 10/22/2021
B
MORGAN STANLEY (CRD#:149777)
4890 West Kennedy Boulevard Suite 700, Tampa, FL 33609
Registered with this firm since 10/22/2021
Previous Registration(s)
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IA
 10/23/2009 - 10/25/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) TAMPA, FL
B
 10/23/2009 - 10/25/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) TAMPA, FL
IA
 03/03/2008 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) TAMPA, FL
B
 10/24/2007 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) TAMPA, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.