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Detailed Report
NATHAN ANDREW BUCKLES
NATHAN BUCKLES
CRD#: 5342230
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 1904 W PARKSIDE LN STE 100
PHOENIX, AZ 85027
CETERA ADVISOR NETWORKS LLCCRD#: 13572 1904 W PARKSIDE LN STE 100
PHOENIX, AZ 85027
Registration History
20082010201220142016201820202022202420262 FIRMS2010 - 2012 (1 year)2 FIRMS2012 - 2021 (8 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2021 - Present (3 years)BWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2010 - 2010 (<1 year)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2007 - 2010 (2 years)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2021 - 2023 (2 years)
License(s)

State Registrations

B
Arizona 6/9/2021
B
Illinois 6/9/2021
IA
Arizona 6/29/2023
B
Nevada 6/9/2021
B
California 6/9/2021
B
Utah 1/2/2025
B
Colorado 6/9/2021
B
Virginia 6/9/2021
B
Florida 6/10/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
1904 W PARKSIDE LN STE 100, PHOENIX, AZ 85027
Phoenix, AZ
Registered with this firm since 6/29/2023
B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
1904 W PARKSIDE LN STE 100, PHOENIX, AZ 85027
Phoenix, AZ
Registered with this firm since 6/9/2021
Previous Registration(s)
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IA
 06/09/2021 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) EL SEGUNDO, CA
IA
 08/17/2012 - 06/09/2021 VOYA FINANCIAL ADVISORS, INC. (CRD#:2882) PHOENIX, AZ
B
 08/01/2012 - 06/09/2021 VOYA FINANCIAL ADVISORS, INC. (CRD#:2882) PHOENIX, AZ
IA
 12/10/2010 - 07/30/2012 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PHOENIX, AZ
B
 09/30/2010 - 07/30/2012 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) PHOENIX, AZ
B
 03/19/2010 - 09/20/2010 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SUN CITY, AZ
B
 07/03/2007 - 03/23/2010 WELLS FARGO ADVISORS, LLC (CRD#:19616) SUN CITY WEST, AZ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.