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GEOFFREY IVONNET
CRD#: 5342000
IA
B
J.P. MORGAN SECURITIES LLCCRD#: 79 12610 SW 120TH ST
MIAMI, FL 33186
MIAMI, FL 33186
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12/17/2015
Customer Dispute
Denied
State Registrations
B
Arizona 1/5/2025
B
Nevada 12/21/2023
B
California 10/1/2012
B
New Jersey 2/4/2014
B
Colorado 12/23/2014
B
New York 2/4/2014
B
Connecticut 2/4/2014
B
North Carolina 6/2/2014
B
Florida 10/1/2012
B
Ohio 6/5/2017
IA
Florida 10/1/2012
B
Pennsylvania 3/6/2014
B
Georgia 12/12/2022
B
Texas 5/2/2014
B
Illinois 2/1/2016
IA
Texas 5/2/2014
B
Louisiana 9/14/2023
B
Virginia 6/20/2014
SRO Registrations
B
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View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 10/1/2012
B
Registered with this firm since 10/1/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/05/2012 - 10/01/2012 | NORTH MIAMI BEACH, FL | |
B | 06/18/2012 - 10/01/2012 | NORTH MIAMI BEACH, FL | |
B | 10/31/2007 - 06/07/2012 | MIAMI, FL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.