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ADRIANO GOMES
ADRIANO DA SILVA GOMES, ANDRIANO DE SILVA GOMES
CRD#: 5340232
IA
Investment Adviser
B
Broker
XP ADVISORY US, INC.CRD#: 173779 Winter Garden, FL
XP INVESTMENTS US, LLCCRD#: 156691 Winter Garden, FL
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2022 - Present (2 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2013 - 2022 (8 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2007 - 2008 (<1 year)BCITICORP FINANCIAL SERVICES CO... (CRD# 17053)2001 - 2004 (3 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2014 - 2022 (8 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2008 - 2008 (<1 year)
Disclosure(s)
View By:
9/19/2008
Customer Dispute
Denied
License(s)

State Registrations

B
California 6/26/2023

B
Minnesota 11/13/2023

B
District of Columbia 3/27/2024

B
New York 4/18/2024

B
Florida 9/21/2022

B
Texas 6/18/2024

IA
Florida 9/26/2022

B
Virginia 3/25/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
XP ADVISORY US, INC. (CRD#:173779)
Winter Garden, FL
Registered with this firm since 9/26/2022

B
XP INVESTMENTS US, LLC (CRD#:156691)
Winter Garden, FL
Registered with this firm since 9/21/2022

Previous Registration(s)
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IA
01/15/2014 - 09/16/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MIAMI, FL
B
11/26/2013 - 09/16/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MIAMI, FL
IA
02/20/2008 - 06/18/2008 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MIAMI, FL
B
08/20/2007 - 06/18/2008 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MIAMI, FL
B
02/20/2001 - 02/06/2004 CITICORP FINANCIAL SERVICES CORPORATION (CRD#:17053) SAN JUAN, PR
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.