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Daniel S Rosaschi
DAN SCOTT ROSASCHI, DAN ROSASCHI, DANIEL SCOTT ROSASCHI, DANIEL ROSASCHI
CRD#: 5338760
IA
B
MORGAN STANLEYCRD#: 149777 3562 Round Barn Circle
1St Floor
Santa Rosa, CA 95403
1St Floor
Santa Rosa, CA 95403
0
Disclosures
17
Years of Experience
View By:
State Registrations
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Alaska 7/29/2021
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Montana 7/29/2021
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Arizona 7/29/2021
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Nevada 7/29/2021
B
Arkansas 6/3/2024
B
New Hampshire 7/5/2024
B
California 7/29/2021
B
New Jersey 7/29/2021
IA
California 7/29/2021
B
New Mexico 7/29/2021
B
Colorado 7/29/2021
B
New York 7/29/2021
B
Connecticut 7/29/2021
B
North Carolina 7/29/2021
B
Delaware 7/5/2024
B
Ohio 6/4/2024
B
District of Columbia 4/16/2024
B
Oklahoma 7/5/2024
B
Florida 7/29/2021
B
Oregon 7/29/2021
B
Georgia 7/29/2021
B
Pennsylvania 7/5/2024
B
Hawaii 7/29/2021
B
Rhode Island 7/29/2021
B
Idaho 7/29/2021
B
South Carolina 6/3/2024
B
Illinois 7/29/2021
B
South Dakota 6/3/2024
B
Indiana 7/29/2021
B
Tennessee 7/29/2021
B
Iowa 7/5/2024
B
Texas 7/29/2021
B
Kansas 6/3/2024
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Texas 12/16/2021
B
Louisiana 7/29/2021
B
Utah 7/29/2021
B
Maine 7/29/2021
B
Virgin Islands 7/5/2024
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Maryland 7/5/2024
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Virginia 7/29/2021
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Massachusetts 7/29/2021
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Washington 7/29/2021
B
Michigan 7/29/2021
B
Wisconsin 7/29/2021
B
Minnesota 7/29/2021
B
Wyoming 7/29/2021
B
Mississippi 7/5/2024
SRO Registrations
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IA
Registered with this firm since 7/29/2021
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Registered with this firm since 7/29/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/22/2014 - 07/27/2021 | HEALDSBURG, CA | |
B | 01/01/2014 - 07/27/2021 | HEALDSBURG, CA | |
IA | 09/04/2013 - 11/05/2013 | CORONA DEL MAR, CA | |
B | 08/24/2012 - 11/05/2013 | CORONA DEL MAR, CA | |
B | 01/03/2011 - 07/05/2012 | IRVINE, CA | |
B | 09/28/2010 - 01/03/2011 | LAGUNA NIGUEL, CA | |
B | 06/27/2007 - 09/30/2010 | LAGUNA NIGUEL, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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