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Detailed Report
MICHAEL LUIS ALGARIN
MICHAEL ALGARIN
CRD#: 5338759
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 1901 Main Street
Suite 700
Irvine, CA 92614
Registration History
20082010201220142016201820202022202420262 FIRMS2009 - 2012 (3 years)2 FIRMS2012 - 2020 (7 years)2 FIRMS2020 - Present (5 years)BWACHOVIA SECURITIES, LLC (CRD# 19616)2007 - 2009 (1 year)
License(s)

State Registrations

B
Arizona 1/17/2020
B
New Hampshire 4/11/2022
B
Arkansas 11/24/2020
B
New Jersey 11/24/2020
B
California 1/17/2020
B
New York 11/24/2020
IA
California 1/22/2020
B
North Carolina 6/30/2020
B
Colorado 11/24/2020
B
Ohio 11/25/2020
B
Florida 11/24/2020
B
Oklahoma 1/5/2021
B
Georgia 11/24/2020
B
Oregon 11/24/2020
B
Hawaii 11/24/2020
B
Pennsylvania 6/28/2022
B
Illinois 11/24/2020
B
Puerto Rico 8/11/2022
B
Indiana 11/24/2020
B
Tennessee 2/24/2022
B
Kentucky 11/24/2020
B
Texas 1/29/2020
B
Massachusetts 11/24/2020
IA
Texas 1/29/2020
B
Michigan 1/17/2020
B
Utah 11/24/2020
B
Minnesota 11/24/2020
B
Virginia 1/17/2020
B
Missouri 1/6/2021
B
Washington 11/24/2020
B
Nevada 1/17/2020
B
Wyoming 11/24/2020

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
1901 Main Street Suite 700, Irvine, CA 92614
800 Newport Center Drive Suite 500, Newport Beach, CA 92660
Registered with this firm since 1/22/2020
B
MORGAN STANLEY (CRD#:149777)
1901 Main Street Suite 700, Irvine, CA 92614
800 Newport Center Drive Suite 500, Newport Beach, CA 92660
Registered with this firm since 1/17/2020
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/22/2012 - 01/23/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) HUNTINGTON BEACH, CA
B
 05/21/2012 - 01/23/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) HUNTINGTON BEACH, CA
IA
 07/21/2009 - 05/23/2012 UNIONBANC INVESTMENT SERVICES, LLC (CRD#:14455) NEWPORT BEACH, CA
B
 03/09/2009 - 05/23/2012 UNIONBANC INVESTMENT SERVICES, LLC (CRD#:14455) NEWPORT BEACH, CA
B
 06/27/2007 - 03/03/2009 WACHOVIA SECURITIES, LLC (CRD#:19616) RANCHO SANTA MARGARITA, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.