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Detailed Report
SCOTT RANDALL STEVENS
CRD#: 5337687
IA
Investment Adviser
B
Broker
PRIVATE ADVISOR GROUP, LLCCRD#: 155216 6702 Buckley Rd, Suite 110a
Syracuse, NY 13212
LPL FINANCIAL LLCCRD#: 6413 6702 BUCKLEY RD, SUITE 110A
SYRACUSE, NY 13212
Registration History
20082010201220142016201820202022202420262 FIRMS2015 - Present (9 years)BMUTUAL OF OMAHA INVESTOR SERVI... (CRD# 611)2007 - 2015 (8 years)IAMUTUAL OF OMAHA INVESTOR SERVI... (CRD# 611)2011 - 2015 (4 years)
License(s)

State Registrations

B
California 8/10/2022
B
North Carolina 8/31/2016
B
Florida 3/5/2020
B
Ohio 7/24/2019
B
Maryland 9/8/2021
B
South Carolina 11/20/2015
B
New Jersey 11/20/2015
IA
South Carolina 7/2/2018
B
New York 11/20/2015
IA
Texas 7/30/2019
IA
New York 5/27/2021
B
Virginia 2/10/2016

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRIVATE ADVISOR GROUP, LLC (CRD#:155216)
6702 Buckley Rd, Suite 110a, Syracuse, NY 13212
1376 Broadcloth St., Suite 101, Fort Mill, SC 29715
Registered with this firm since 11/23/2015
B
LPL FINANCIAL LLC (CRD#:6413)
6702 BUCKLEY RD, SUITE 110A, SYRACUSE, NY 13212
1376 BROADCLOTH ST., SUITE 101, FORT MILL, SC 29715
Registered with this firm since 11/20/2015
Previous Registration(s)
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IA
 01/11/2011 - 12/17/2015 MUTUAL OF OMAHA INVESTOR SERVICES, INC. (CRD#:611) SYRACUSE, NY
B
 10/17/2007 - 12/17/2015 MUTUAL OF OMAHA INVESTOR SERVICES, INC. (CRD#:611) SYRACUSE, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.