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Detailed Report
HYATT NORMAN HARPER
CRD#: 5336360
IA
Investment Adviser
B
Broker
MUTUAL OF OMAHA INVESTOR SERVICES, INC.CRD#: 611 10417 Excelsior Blvd.
Suite 1
Hopkins, MN 55343
Registration History
2008201020122014201620182020202220242026IAMUTUAL OF OMAHA INVESTOR SERVI... (CRD# 611)2012 - Present (12 years)BMUTUAL OF OMAHA INVESTOR SERVI... (CRD# 611)2007 - Present (17 years)
License(s)

State Registrations

B
California 4/11/2023
B
Nebraska 5/22/2023
B
Iowa 7/21/2015
B
Texas 5/8/2023
B
Minnesota 8/6/2007
B
Wisconsin 8/6/2007
IA
Minnesota 1/21/2014
IA
Wisconsin 8/2/2012

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (CRD#:611)
10417 Excelsior Blvd. Suite 1, Hopkins, MN 55343
Registered with this firm since 8/2/2012
B
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (CRD#:611)
10417 Excelsior Blvd. Suite 1, Hopkins, MN 55343
Registered with this firm since 7/2/2007
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.