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Loren Gilmartin Testa
LOREN G TESTA
CRD#: 5335663
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 1660 OLD PECOS TRAIL
SUITE I
SANTA FE, NM 87505
Registration History
20082010201220142016201820202022202420262 FIRMS2007 - Present (17 years)
License(s)

State Registrations

B
Alabama 7/25/2024

B
Montana 8/27/2024

B
Alaska 10/3/2012

B
New Hampshire 6/14/2024

B
Arizona 3/10/2014

B
New Mexico 7/17/2007

B
California 9/11/2007

IA
New Mexico 7/17/2007

B
Colorado 9/11/2007

B
Ohio 9/5/2024

B
District of Columbia 10/12/2021

B
Oklahoma 11/8/2019

B
Florida 11/25/2013

B
Oregon 1/3/2022

B
Hawaii 10/24/2019

B
Rhode Island 2/13/2025

B
Illinois 10/12/2021

B
South Carolina 2/5/2025

B
Iowa 2/10/2012

B
Texas 8/2/2013

B
Louisiana 2/5/2025

IA
Texas 12/17/2018

B
Maryland 1/30/2024

B
Vermont 8/14/2023

B
Massachusetts 11/22/2017

B
Virginia 8/4/2011

B
Missouri 9/7/2021

B
Washington 11/5/2020

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
1660 OLD PECOS TRAIL SUITE I, SANTA FE, NM 87505
Registered with this firm since 7/17/2007

B
EDWARD JONES (CRD#:250)
1660 OLD PECOS TRAIL SUITE I, SANTA FE, NM 87505
Registered with this firm since 6/26/2007

For additional information about investment advisers or broker-dealers, please visit
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.