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WILLIAM HOWELL RICE
BILL HOWELL RICE, William Rice
CRD#: 5335577
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 6650 N STATE RD 7
COCONUT CREEK, FL 33073
Registration History
2008201020122014201620182020202220242 FIRMS2019 - Present (5 years)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2007 - 2012 (5 years)
Disclosure(s)
View By:
6/5/2019
Financial
Final
5/20/2019
Financial
Final
4/17/2018
Financial
Final
3/16/2017
Financial
Final
1/16/2017
Financial
Final
12/8/2016
Financial
Final
License(s)

State Registrations

B
Alabama 10/17/2019

B
New Jersey 11/6/2019

B
Connecticut 10/4/2019

B
New York 10/4/2019

B
Florida 8/30/2019

B
Pennsylvania 10/7/2019

IA
Florida 8/30/2019

B
Texas 10/4/2019

B
Georgia 10/7/2019

IA
Texas 10/10/2019

B
Massachusetts 10/31/2019

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
6650 N STATE RD 7, COCONUT CREEK, FL 33073
5590 W SAMPLE RD, MARGATE, FL 33073
Registered with this firm since 8/30/2019

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
6650 N STATE RD 7, COCONUT CREEK, FL 33073
5590 W SAMPLE RD, MARGATE, FL 33073
Registered with this firm since 7/2/2019

Previous Registration(s)
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B
06/25/2007 - 07/10/2012 WELLS FARGO ADVISORS, LLC (CRD#:19616) COCONUT CREEK, FL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.