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Phillip Recardo Gaillard
PHILLIP GAILLARD, Phillip Recardo Gaillard Jr, Ricky Gaillard
CRD#: 5335501
IA
Investment Adviser
B
Broker
THRIVENT INVESTMENT MANAGEMENT INC.CRD#: 18387 Conway, SC
Registration History
20082010201220142016201820202022202420262 FIRMS2017 - 2023 (6 years)2 FIRMS2023 - 2024 (<1 year)2 FIRMS2024 - Present (<1 year)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2007 - 2009 (2 years)
License(s)

State Registrations

B
Alabama 3/26/2024

B
Nebraska 3/26/2024

B
Alaska 3/26/2024

B
Nevada 3/26/2024

B
Arizona 3/26/2024

B
New Hampshire 3/26/2024

B
Arkansas 3/26/2024

B
New Jersey 3/26/2024

B
California 3/26/2024

B
New Mexico 3/26/2024

B
Colorado 3/26/2024

B
New York 3/26/2024

B
Connecticut 3/26/2024

B
North Carolina 3/26/2024

B
Delaware 3/26/2024

B
North Dakota 3/26/2024

B
District of Columbia 3/26/2024

B
Ohio 3/27/2024

IA
District of Columbia 4/3/2024

B
Oklahoma 3/26/2024

B
Florida 3/26/2024

IA
Oklahoma 4/1/2024

B
Georgia 3/26/2024

B
Oregon 3/26/2024

B
Hawaii 3/26/2024

B
Pennsylvania 3/26/2024

B
Idaho 3/26/2024

B
Rhode Island 3/26/2024

B
Illinois 3/26/2024

B
South Carolina 3/13/2024

B
Indiana 3/26/2024

IA
South Carolina 3/13/2024

B
Iowa 3/26/2024

B
South Dakota 3/26/2024

B
Kansas 3/26/2024

B
Tennessee 3/26/2024

B
Kentucky 3/26/2024

B
Texas 3/26/2024

B
Louisiana 3/26/2024

IA
Texas 3/26/2024

B
Maine 3/26/2024

B
Utah 3/26/2024

B
Maryland 3/26/2024

B
Vermont 3/26/2024

B
Massachusetts 3/26/2024

B
Virginia 3/26/2024

B
Michigan 3/26/2024

B
Washington 3/26/2024

B
Minnesota 3/26/2024

B
West Virginia 3/26/2024

B
Mississippi 3/26/2024

B
Wisconsin 3/26/2024

B
Missouri 3/26/2024

B
Wyoming 3/26/2024

B
Montana 3/26/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387)
Conway, SC
Registered with this firm since 3/13/2024

B
THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387)
Conway, SC
Registered with this firm since 3/13/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/19/2023 - 03/11/2024 EQUITABLE ADVISORS, LLC (CRD#:6627) CONWAY, SC
B
10/19/2023 - 03/11/2024 EQUITABLE ADVISORS, LLC (CRD#:6627) CONWAY, SC
IA
11/08/2017 - 09/01/2023 EDWARD JONES (CRD#:250) PAWLEYS ISLAND, SC
B
09/06/2017 - 09/01/2023 EDWARD JONES (CRD#:250) PAWLEYS ISLAND, SC
B
07/20/2007 - 09/04/2009 WELLS FARGO ADVISORS, LLC (CRD#:19616) GEORGETOWN, SC
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.