Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
WILLIAM LEE JONES
Will Jones
CRD#: 5335436
IA
B
J.P. MORGAN SECURITIES LLCCRD#: 79 1881 OLD HIGHWAY 135 N.W.
CORYDON, IN 47112
CORYDON, IN 47112
0
Disclosures
17
Years of Experience
View By:
State Registrations
B
Alabama 7/2/2018
B
New York 8/7/2017
B
Alaska 9/25/2015
B
North Carolina 8/7/2017
B
Arizona 8/7/2017
B
Ohio 3/17/2015
B
California 4/15/2014
B
South Carolina 8/7/2017
B
Colorado 8/3/2018
B
South Dakota 10/21/2019
B
Florida 10/1/2012
B
Tennessee 8/3/2018
B
Georgia 8/7/2017
B
Texas 8/7/2017
B
Illinois 6/3/2014
IA
Texas 8/25/2017
B
Indiana 10/1/2012
B
Virginia 4/23/2019
IA
Indiana 10/1/2012
B
Washington 2/11/2025
B
Kentucky 10/1/2012
B
Wisconsin 10/4/2016
B
Missouri 9/6/2019
SRO Registrations
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 10/1/2012
B
Registered with this firm since 10/1/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/07/2007 - 10/01/2012 | CORYDON, IN | |
B | 09/07/2007 - 10/01/2012 | CORYDON, IN | |
IA | 08/02/2007 - 08/23/2007 | ST. LOUIS, MO | |
B | 06/27/2007 - 08/23/2007 | ST. LOUIS, MO |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.