• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
BRIAN WHITE
BRIAN J WHITE, BRIAN JOHN WHITE
CRD#: 5335107
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 Greenwich, CT
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - Present (16 years)BAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2007 - 2008 (<1 year)BFIRST INVESTORS CORPORATION (CRD# 305)2007 - 2007 (<1 year)IAAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2008 - 2008 (<1 year)
License(s)

State Registrations

B
Alaska 1/20/2011

B
New Hampshire 4/29/2010

B
Arizona 1/15/2009

B
New Jersey 6/23/2008

B
California 1/15/2009

IA
New Jersey 6/23/2008

B
Colorado 4/29/2010

B
New Mexico 1/20/2011

B
Connecticut 1/15/2009

B
New York 6/23/2008

IA
Connecticut 12/14/2020

B
North Carolina 1/15/2009

B
Delaware 1/15/2009

B
Ohio 1/16/2009

B
District of Columbia 4/29/2010

B
Oklahoma 12/19/2018

B
Florida 1/15/2009

B
Oregon 2/5/2009

B
Georgia 1/15/2009

B
Pennsylvania 1/15/2009

B
Hawaii 4/29/2010

B
Puerto Rico 11/1/2018

B
Illinois 1/15/2009

B
Rhode Island 4/29/2010

B
Indiana 12/19/2018

B
South Carolina 1/15/2009

B
Iowa 12/19/2018

B
South Dakota 1/15/2009

B
Kansas 1/15/2009

B
Tennessee 12/19/2018

B
Kentucky 4/29/2010

B
Texas 1/15/2009

B
Louisiana 1/20/2011

IA
Texas 1/15/2009

B
Maine 8/17/2020

B
Utah 12/19/2018

B
Maryland 1/15/2009

B
Vermont 1/15/2009

B
Massachusetts 1/15/2009

B
Virginia 1/15/2009

B
Michigan 1/15/2009

B
Washington 1/15/2009

B
Mississippi 12/19/2018

B
West Virginia 12/19/2018

B
Missouri 1/15/2009

B
Wisconsin 4/29/2010

B
Nebraska 12/19/2018

B
Wyoming 3/29/2018

B
Nevada 4/29/2010

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
Greenwich, CT
2 TOWER CENTER BLVD, EAST BRUNSWICK, NJ 08816
Registered with this firm since 6/23/2008

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
Greenwich, CT
2 TOWER CENTER BLVD, EAST BRUNSWICK, NJ 08816
Registered with this firm since 6/23/2008

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/01/2008 - 05/19/2008 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) SADDLE BROOK, NJ
B
10/16/2007 - 05/19/2008 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) SADDLE BROOK, NJ
B
06/28/2007 - 07/30/2007 FIRST INVESTORS CORPORATION (CRD#:305) FAIRFIELD, NJ
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.