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MATTHEW LEE SHARP
MATTHEW L LEE SHARP
CRD#: 5335086
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 100 CRESCENT COURT
SUITE 600
DALLAS, TX 75201
Registration History
20082010201220142016201820202022202420262 FIRMS2011 - Present (13 years)BMERCER ALLIED COMPANY, L.P. (CRD# 37404)2008 - 2011 (2 years)IATHE AYCO COMPANY,L.P. (CRD# 106693)2009 - 2011 (2 years)
License(s)

State Registrations

B
Alabama 3/15/2013

B
Montana 4/4/2019

B
Arizona 8/31/2011

B
Nebraska 6/30/2022

B
Arkansas 8/31/2011

IA
Nebraska 4/24/2024

B
California 8/31/2011

B
Nevada 6/12/2018

B
Colorado 8/31/2011

B
New Jersey 4/13/2011

B
Connecticut 1/23/2023

B
New Mexico 8/31/2011

B
Delaware 8/31/2011

B
New York 8/31/2011

B
District of Columbia 5/29/2019

B
North Carolina 9/23/2013

B
Florida 8/31/2011

B
Ohio 4/6/2016

IA
Florida 8/14/2023

B
Oklahoma 8/31/2011

B
Georgia 1/27/2017

IA
Oklahoma 8/14/2023

IA
Georgia 8/16/2023

B
Oregon 3/23/2016

B
Hawaii 7/15/2013

B
Pennsylvania 10/9/2013

B
Illinois 1/27/2017

B
South Carolina 1/27/2017

B
Indiana 11/7/2016

B
Tennessee 8/31/2011

B
Iowa 8/1/2019

B
Texas 4/13/2011

B
Kansas 3/27/2017

IA
Texas 4/13/2011

B
Kentucky 1/27/2017

B
Utah 8/31/2011

B
Louisiana 8/31/2011

B
Virginia 9/23/2015

B
Maine 5/9/2012

B
Washington 8/31/2011

B
Massachusetts 2/24/2021

B
Wisconsin 8/31/2011

B
Minnesota 1/7/2016

B
Wyoming 5/16/2019

B
Missouri 1/5/2017

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
100 CRESCENT COURT SUITE 600, DALLAS, TX 75201
Registered with this firm since 4/13/2011

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
100 CRESCENT COURT SUITE 600, DALLAS, TX 75201
Registered with this firm since 4/13/2011

Previous Registration(s)
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IA
01/23/2009 - 04/07/2011 THE AYCO COMPANY,L.P. (CRD#:106693) DALLAS, TX
B
08/06/2008 - 04/07/2011 MERCER ALLIED COMPANY, L.P. (CRD#:37404) DALLAS, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.