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ORMAND LEE O'NEAL
ORMAND LEE O'NEAL Jr., ORMAND LEE ONEAL, ORMAND ONEAL, Ormand Lee ONeal Jr.
CRD#: 5334869
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 5847 SAN FELIPE STREET
Ste 3900
HOUSTON, TX 77057
Registration History
20082010201220142016201820202022202420262 FIRMS2009 - 2009 (<1 year)2 FIRMS2009 - 2016 (6 years)2 FIRMS2016 - 2024 (8 years)2 FIRMS2024 - Present (<1 year)BAXA ADVISORS, LLC (CRD# 6627)2008 - 2008 (<1 year)BMETLIFE SECURITIES INC. (CRD# 14251)2007 - 2007 (<1 year)
License(s)

State Registrations

B
Alabama 9/6/2024

B
Missouri 9/6/2024

B
Alaska 9/6/2024

B
Montana 9/6/2024

B
Arizona 9/6/2024

B
Nevada 9/6/2024

B
Arkansas 9/6/2024

B
New Hampshire 9/6/2024

B
California 9/6/2024

B
New Jersey 9/6/2024

B
Colorado 9/6/2024

B
New Mexico 9/6/2024

B
Connecticut 9/6/2024

B
New York 9/6/2024

B
Delaware 9/6/2024

B
North Carolina 9/10/2024

B
District of Columbia 9/6/2024

B
North Dakota 9/6/2024

B
Florida 9/6/2024

B
Ohio 9/8/2024

B
Georgia 9/6/2024

B
Oklahoma 9/6/2024

B
Hawaii 9/6/2024

B
Oregon 9/6/2024

B
Idaho 9/6/2024

B
Pennsylvania 9/6/2024

B
Illinois 9/6/2024

B
Rhode Island 9/6/2024

B
Indiana 9/6/2024

B
South Carolina 9/6/2024

B
Iowa 9/6/2024

B
South Dakota 9/6/2024

B
Kansas 9/6/2024

B
Texas 9/3/2024

B
Kentucky 9/6/2024

IA
Texas 9/3/2024

B
Louisiana 9/6/2024

B
Utah 9/6/2024

B
Maine 9/6/2024

B
Vermont 9/6/2024

B
Maryland 9/6/2024

B
Virginia 9/6/2024

B
Massachusetts 9/6/2024

B
Washington 9/6/2024

B
Michigan 9/6/2024

B
West Virginia 9/6/2024

B
Minnesota 9/6/2024

B
Wisconsin 9/6/2024

B
Mississippi 9/6/2024

B
Wyoming 9/6/2024

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
5847 SAN FELIPE STREET Ste 3900, HOUSTON, TX 77057
Registered with this firm since 9/3/2024

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
5847 SAN FELIPE STREET Ste 3900, HOUSTON, TX 77057
Registered with this firm since 9/3/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/15/2016 - 08/27/2024 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) Dallas, TX
B
04/15/2016 - 08/27/2024 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) DALLAS, TX
IA
12/09/2009 - 04/29/2016 MORGAN STANLEY (CRD#:149777) HOUSTON, TX
B
12/09/2009 - 04/29/2016 MORGAN STANLEY (CRD#:149777) HOUSTON, TX
IA
02/17/2009 - 12/10/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) HOUSTON, TX
B
02/17/2009 - 12/10/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) HOUSTON, TX
B
01/03/2008 - 10/22/2008 AXA ADVISORS, LLC (CRD#:6627) HOUSTON, TX
B
06/21/2007 - 12/03/2007 METLIFE SECURITIES INC. (CRD#:14251) HOUSTON, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.