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JOEL SAMUEL COOLIK
J. SAMUEL COOLIK
CRD#: 53347
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 3560 Lenox Road NE
28th floor
ATLANTA, GA 30326
Registration History
197519801985199019952000200520102015202020252 FIRMS2008 - Present (16 years)BBEAR, STEARNS & CO. INC. (CRD# 79)1972 - 2008 (35 years)BBACHE HALSEY STUART SHIELDS IN... (CRD# 7471)1977 - 1979 (1 year)BSHIELDS MODEL ROLAND INCORPORATED (CRD# 6750)1977 - 1977 (<1 year)BE. F. HUTTON & COMPANY INC (CRD# 235)1972 - 1977 (4 years)IABEAR, STEARNS & CO. INC. (CRD# 79)2007 - 2008 (<1 year)
License(s)

State Registrations

B
Alabama 5/1/2008

B
Massachusetts 3/15/2022

B
Arizona 3/15/2022

B
Minnesota 3/15/2022

B
Arkansas 5/1/2008

B
Missouri 9/29/2010

B
California 5/1/2008

B
Nevada 5/16/2008

B
Colorado 5/1/2008

B
New Jersey 3/28/2016

B
Connecticut 3/29/2022

B
New Mexico 5/1/2008

B
Florida 5/1/2008

B
New York 5/1/2008

B
Georgia 5/1/2008

B
North Carolina 3/15/2022

IA
Georgia 5/14/2008

B
Ohio 3/15/2022

B
Idaho 5/10/2022

B
Pennsylvania 8/4/2011

B
Illinois 5/16/2008

B
South Carolina 11/18/2010

B
Indiana 10/24/2024

B
Tennessee 5/31/2012

B
Louisiana 5/26/2023

IA
Texas 9/10/2010

B
Maine 3/15/2022

B
Texas 3/15/2022

B
Maryland 3/15/2022

B
Virginia 3/15/2022

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
3560 Lenox Road NE 28th floor, ATLANTA, GA 30326
Atlanta, GA
Registered with this firm since 5/14/2008

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
3560 Lenox Road NE 28th floor, ATLANTA, GA 30326
Atlanta, GA
Registered with this firm since 5/1/2008

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/08/2007 - 05/15/2008 BEAR, STEARNS & CO. INC. (CRD#:79) ATLANTA, GA
B
11/22/1972 - 05/15/2008 BEAR, STEARNS & CO. INC. (CRD#:79) ATLANTA, GA
B
09/16/1977 - 06/19/1979 BACHE HALSEY STUART SHIELDS INCORPORATED (CRD#:7471)
B
03/09/1977 - 09/16/1977 SHIELDS MODEL ROLAND INCORPORATED (CRD#:6750)
B
12/04/1972 - 04/05/1977 E. F. HUTTON & COMPANY INC (CRD#:235)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.