Individual Firm
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CARY T DOERR
CARY TODD DOERR
CRD#: 5334468
IA
B
ADVICE AND PLANNING SERVICESCRD#: 20472 617 Eastlake Avenue East
SUITE 100
SEATTLE, WA 98109
SUITE 100
SEATTLE, WA 98109
0
Disclosures
16
Years of Experience
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State Registrations
B
Alaska 8/14/2017
B
Maryland 4/11/2023
B
Arizona 1/9/2020
B
Montana 8/22/2018
B
California 10/25/2016
B
Oregon 5/6/2013
B
Colorado 5/4/2022
B
Pennsylvania 12/3/2024
B
Georgia 7/26/2024
B
Texas 10/23/2020
B
Hawaii 12/9/2024
B
Washington 5/6/2013
B
Idaho 1/4/2024
IA
Washington 5/6/2013
SRO Registrations
B
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IA
Registered with this firm since 5/6/2013
B
Registered with this firm since 5/6/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/14/2009 - 04/24/2013 | SEATTLE, WA | |
B | 12/11/2008 - 04/24/2013 | SEATTLE, WA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.