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Brian J. Coleman
BRIAN JAMES COLEMAN, BRIAN COLEMAN, brian j coleman
CRD#: 5334265
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 1140 W. Washington St.
Marquette, MI 49855-4040
Registration History
20082010201220142016201820202022202420262 FIRMS2007 - 2008 (1 year)2 FIRMS2009 - 2011 (2 years)2 FIRMS2011 - 2011 (<1 year)2 FIRMS2011 - 2016 (4 years)2 FIRMS2016 - 2016 (<1 year)2 FIRMS2017 - 2019 (1 year)2 FIRMS2019 - 2023 (4 years)2 FIRMS2023 - Present (2 years)
Disclosure(s)
View By:
11/27/2017
Customer Dispute
Closed-No Action
8/29/2016
Judgment / Lien
License(s)

State Registrations

B
Florida 2/16/2023

IA
Michigan 2/10/2023

B
Michigan 2/10/2023

B
Wisconsin 2/10/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
1140 W. Washington St., Marquette, MI 49855-4040
Marquette, MI
Registered with this firm since 2/10/2023

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
1140 W. Washington St., Marquette, MI 49855-4040
Marquette, MI
Registered with this firm since 2/10/2023

Previous Registration(s)
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IA
01/11/2019 - 02/10/2023 INFINEX INVESTMENTS, INC. (CRD#:35371) Marquette, MI
B
01/11/2019 - 02/10/2023 INFINEX INVESTMENTS, INC. (CRD#:35371) Marquette, MI
IA
07/07/2017 - 01/02/2019 PLANMEMBER SECURITIES CORPORATION (CRD#:11869) Grandville, MI
B
06/09/2017 - 01/02/2019 PLANMEMBER SECURITIES CORPORATION (CRD#:11869) Grandville, MI
IA
04/04/2016 - 09/28/2016 INVESTMENT CENTERS OF AMERICA, INC. (CRD#:16443) Marquette, MI
B
04/01/2016 - 09/28/2016 INVESTMENT CENTERS OF AMERICA, INC. (CRD#:16443) Marquette, MI
IA
06/29/2011 - 04/01/2016 LPL FINANCIAL LLC (CRD#:6413) HANCOCK, MI
B
06/22/2011 - 04/01/2016 LPL FINANCIAL LLC (CRD#:6413) HANCOCK, MI
IA
01/03/2011 - 05/26/2011 WELLS FARGO ADVISORS, LLC (CRD#:19616) ISHPEMING, MI
B
01/03/2011 - 05/26/2011 WELLS FARGO ADVISORS, LLC (CRD#:19616) ISHPEMING, MI
IA
01/13/2009 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) NEGAUNEE, MI
B
01/13/2009 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) NEGAUNEE, MI
IA
09/11/2007 - 09/03/2008 EDWARD JONES (CRD#:250) GRAND RAPIDS, MI
B
07/10/2007 - 09/03/2008 EDWARD JONES (CRD#:250) GRAND RAPIDS, MI
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.