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SERGIO SUPPION KOKUBO
KOKUBO SUPPION SERGIO, KOKUBO SERGIO
CRD#: 5332306
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 550 BILTMORE WAY
SUITE 1100
CORAL GABLES, FL 33134
Registration History
2008201020122014201620182020202220242026IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2021 - Present (3 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2010 - Present (15 years)BUBS INTERNATIONAL INC. (CRD# 107726)2007 - 2010 (2 years)
License(s)

State Registrations

B
Delaware 2/15/2018

B
New Jersey 1/1/2010

B
Florida 1/1/2010

B
New York 1/1/2010

IA
Florida 11/22/2021

IA
New York 11/24/2021

B
Illinois 9/3/2020

B
Pennsylvania 5/5/2017

B
Maryland 1/1/2010

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
550 BILTMORE WAY SUITE 1100, CORAL GABLES, FL 33134
Coral Gables, FL
Registered with this firm since 11/22/2021

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
550 BILTMORE WAY SUITE 1100, CORAL GABLES, FL 33134
Coral Gables, FL
Registered with this firm since 1/1/2010

Previous Registration(s)
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B
07/06/2007 - 01/01/2010 UBS INTERNATIONAL INC. (CRD#:107726) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.