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HECTOR J GONZALEZ
HECTOR GONZALEZ COLON
CRD#: 5330726
IA
Investment Adviser
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Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 15 2ND ST / 15 CALLE 2
GUAYNABO, PR 00968
Registration History
20082010201220142016201820202022202420262 FIRMS2007 - 2010 (2 years)2 FIRMS2010 - Present (14 years)
License(s)

State Registrations

B
California 10/24/2011

B
New York 3/21/2012

B
Florida 6/21/2010

B
North Carolina 11/27/2012

IA
Florida 10/22/2010

B
Puerto Rico 6/21/2010

B
Georgia 4/17/2014

B
Texas 11/13/2015

B
Maryland 7/14/2011

IA
Texas 11/17/2015

B
New Jersey 5/18/2017

B
Virginia 11/28/2012

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
15 2ND ST / 15 CALLE 2, GUAYNABO, PR 00968
200 S BISCAYNE BLVD, MIAMI, FL 33131
Registered with this firm since 10/22/2010

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
15 2ND ST / 15 CALLE 2, GUAYNABO, PR 00968
200 S BISCAYNE BLVD, MIAMI, FL 33131
Registered with this firm since 6/21/2010

Previous Registration(s)
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09/17/2007 - 06/22/2010 UBS FINANCIAL SERVICES INC. (CRD#:8174) SAN JUAN, PR
B
09/17/2007 - 06/22/2010 UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO (CRD#:13042) SAN JUAN, PR
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.