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Detailed Report
DAVID A PERLMUTTER
DAVID A PERLMUTLER, DAVID ALLEN PERLMUTLER, DAVID ALLEN PERLMUTTER
CRD#: 5330402
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 535 FIFTH AVENUE
13TH FLOOR
NEW YORK, NY 10017
Registration History
201020122014201620182020202220242026IAPARK AVENUE SECURITIES LLC (CRD# 46173)2021 - Present (3 years)BPARK AVENUE SECURITIES LLC (CRD# 46173)2009 - Present (16 years)
License(s)

State Registrations

B
Alabama 6/26/2019
B
Nebraska 6/26/2019
B
Alaska 5/20/2022
B
Nevada 6/26/2019
B
Arizona 6/5/2015
B
New Hampshire 6/26/2019
B
Arkansas 6/26/2019
B
New Jersey 12/16/2010
B
California 5/13/2015
B
New Mexico 2/22/2016
B
Colorado 6/26/2019
B
New York 1/22/2010
B
Connecticut 6/26/2019
IA
New York 4/16/2021
B
Delaware 6/26/2019
B
North Carolina 6/26/2019
B
District of Columbia 6/26/2019
B
North Dakota 6/26/2019
B
Florida 6/26/2019
B
Ohio 6/26/2019
B
Georgia 6/26/2019
B
Oklahoma 6/26/2019
B
Hawaii 6/26/2019
B
Oregon 6/26/2019
B
Idaho 6/26/2019
B
Pennsylvania 6/26/2019
B
Illinois 6/26/2019
B
Puerto Rico 6/2/2023
B
Indiana 6/26/2019
B
Rhode Island 6/26/2019
B
Iowa 6/26/2019
B
South Carolina 6/26/2019
B
Kansas 6/26/2019
B
South Dakota 6/10/2024
B
Kentucky 6/26/2019
B
Tennessee 5/27/2021
B
Louisiana 6/26/2019
B
Texas 6/26/2019
B
Maine 6/26/2019
B
Utah 6/26/2019
B
Maryland 2/21/2019
B
Vermont 6/26/2019
B
Massachusetts 6/26/2019
B
Virginia 6/26/2019
B
Michigan 6/26/2019
B
Washington 6/26/2019
B
Minnesota 6/26/2019
B
West Virginia 6/24/2019
B
Mississippi 6/26/2019
B
Wisconsin 6/26/2019
B
Missouri 6/26/2019
B
Wyoming 6/30/2019
B
Montana 6/26/2019

SRO Registrations

B
 FINRA

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
535 FIFTH AVENUE 13TH FLOOR, NEW YORK, NY 10017
200 BROADHOLLOW ROAD SUITE 405, MELVILLE, NY 11747
Registered with this firm since 4/16/2021
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
535 FIFTH AVENUE 13TH FLOOR, NEW YORK, NY 10017
200 BROADHOLLOW ROAD SUITE 405, MELVILLE, NY 11747
Registered with this firm since 3/6/2009
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.