Individual Firm
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ROCCO JOSEPH LAUDADIO
Rocco J Laudadio, Rocco Laudadio
CRD#: 5329992
IA
B
KEY INVESTMENT SERVICES LLCCRD#: 136300 211 Amity Road
Woodbridge, CT 06525
Woodbridge, CT 06525
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4/27/2020
Financial
Final
4/27/2020
Financial
Final
5/21/2019
Financial
Final
4/16/2019
Financial
Final
State Registrations
B
Connecticut 12/21/2020
IA
Connecticut 8/17/2021
SRO Registrations
B
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IA
Registered with this firm since 8/17/2021
B
Registered with this firm since 12/18/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 06/28/2016 - 06/10/2019 | WILTON, CT | |
B | 08/10/2007 - 03/21/2016 | STRATFORD, CT |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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