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NICHOLAS JOHN NINO
NICK JOHN NINO
CRD#: 5328941
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 3027 TOWNSGATE RD
STE 200
WESTLAKE VILLAGE, CA 91361-5863
Registration History
20082010201220142016201820202022202420262 FIRMS2007 - Present (17 years)BAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2007 - 2007 (<1 year)
License(s)

State Registrations

B
Arizona 6/2/2016

B
Nevada 7/10/2015

B
California 11/12/2007

B
New Hampshire 10/20/2015

IA
California 11/12/2007

B
New Jersey 7/23/2019

B
Colorado 11/6/2013

B
New Mexico 9/25/2020

B
District of Columbia 9/29/2020

B
New York 9/12/2014

B
Florida 2/4/2015

B
North Carolina 6/14/2016

B
Georgia 5/3/2016

B
Ohio 9/27/2020

B
Hawaii 7/21/2011

B
Oklahoma 11/11/2022

B
Idaho 9/12/2014

B
Oregon 10/20/2015

B
Illinois 8/25/2010

B
Pennsylvania 10/9/2014

B
Kansas 9/25/2020

B
South Carolina 10/17/2022

B
Louisiana 8/5/2011

B
South Dakota 1/23/2023

B
Maine 10/14/2021

B
Tennessee 5/14/2019

B
Maryland 9/25/2020

B
Texas 10/17/2012

B
Massachusetts 9/2/2020

IA
Texas 10/18/2012

B
Michigan 11/9/2020

B
Utah 12/21/2018

B
Minnesota 12/15/2021

B
Virginia 10/13/2010

B
Missouri 10/24/2017

B
Washington 9/25/2012

B
Montana 6/3/2022

B
West Virginia 10/20/2015

B
Nebraska 6/8/2023

B
Wyoming 3/2/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
3027 TOWNSGATE RD STE 200, WESTLAKE VILLAGE, CA 91361-5863
Westlake Village, CA
Registered with this firm since 11/12/2007

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
3027 TOWNSGATE RD STE 200, WESTLAKE VILLAGE, CA 91361-5863
Westlake Village, CA
Registered with this firm since 11/6/2007

Previous Registration(s)
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B
07/24/2007 - 10/15/2007 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) LONG BEACH, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.