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SANDRA JESSICA GOINS
SANDRA GOINS
CRD#: 5328260
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 701 B ST
SAN DIEGO, CA 92101
Registration History
20082010201220142016201820202022202420262 FIRMS2012 - 2013 (<1 year)2 FIRMS2013 - 2014 (<1 year)2 FIRMS2014 - 2015 (<1 year)2 FIRMS2015 - 2022 (6 years)2 FIRMS2022 - Present (2 years)BOPPENHEIMERFUNDS DISTRIBUTOR, INC. (CRD# 7834)2013 - 2013 (<1 year)BLPL FINANCIAL LLC (CRD# 6413)2008 - 2012 (4 years)BNEW ENGLAND SECURITIES (CRD# 615)2007 - 2007 (<1 year)IALPL FINANCIAL LLC (CRD# 6413)2010 - 2012 (1 year)
License(s)

State Registrations

B
Arizona 4/11/2022

B
New Jersey 4/11/2022

B
California 4/11/2022

B
North Carolina 4/11/2022

IA
California 4/11/2022

B
Pennsylvania 4/11/2022

B
Iowa 4/11/2022

IA
Texas 4/11/2022

B
Nevada 2/11/2025

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
701 B ST, SAN DIEGO, CA 92101
Registered with this firm since 4/11/2022

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
701 B ST, SAN DIEGO, CA 92101
Registered with this firm since 4/11/2022

Previous Registration(s)
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IA
05/28/2015 - 04/12/2022 J.P. MORGAN SECURITIES LLC (CRD#:79) SAN DIEGO, CA
B
05/28/2015 - 04/12/2022 J.P. MORGAN SECURITIES LLC (CRD#:79) SAN DIEGO, CA
IA
06/18/2014 - 05/08/2015 MORGAN STANLEY (CRD#:149777) SAN DIEGO, CA
B
06/18/2014 - 05/08/2015 MORGAN STANLEY (CRD#:149777) SAN DIEGO, CA
IA
10/07/2013 - 04/01/2014 EDWARD JONES (CRD#:250) PACIFIC BEACH, CA
B
10/07/2013 - 04/01/2014 EDWARD JONES (CRD#:250) PACIFIC BEACH, CA
B
05/06/2013 - 07/02/2013 OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CRD#:7834) NEW YORK, NY
IA
06/07/2012 - 04/09/2013 AST INVESTMENT SERVICES, INC. (CRD#:108897) SHELTON, CT
B
06/07/2012 - 04/09/2013 PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (CRD#:21570) SHELTON, CT
IA
12/21/2010 - 04/20/2012 LPL FINANCIAL LLC (CRD#:6413) SAN DIEGO, CA
B
02/15/2008 - 04/20/2012 LPL FINANCIAL LLC (CRD#:6413) SAN DIEGO, CA
B
06/05/2007 - 06/19/2007 NEW ENGLAND SECURITIES (CRD#:615) SAN DIEGO, CA
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.