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Detailed Report
TAYLOR J WHITFORD
CRD#: 5328149
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 375 S FRONT ST
FL 1
NEW BERN, NC 28561
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 375 S FRONT ST
NEW BERN, NC 28560
Registration History
20082010201220142016201820202022202420262 FIRMS2007 - 2013 (5 years)2 FIRMS2013 - 2018 (4 years)2 FIRMS2018 - 2021 (3 years)2 FIRMS2021 - Present (4 years)
License(s)

State Registrations

B
Alabama 2/17/2021
B
New Jersey 12/2/2021
B
Arizona 2/17/2021
B
New York 2/17/2021
B
California 2/17/2021
B
North Carolina 2/17/2021
B
Colorado 2/17/2021
IA
North Carolina 2/17/2021
B
Delaware 2/17/2021
B
Ohio 2/17/2021
B
District of Columbia 2/17/2021
B
Pennsylvania 2/17/2021
B
Florida 2/17/2021
B
South Carolina 2/17/2021
B
Georgia 2/17/2021
B
Tennessee 2/17/2021
B
Illinois 2/17/2021
B
Texas 2/17/2021
B
Indiana 9/21/2022
IA
Texas 12/3/2021
B
Maryland 2/17/2021
B
Utah 2/17/2021
B
Massachusetts 9/29/2022
B
Virginia 2/17/2021
B
Missouri 2/17/2021
B
Washington 2/17/2021
B
New Hampshire 12/2/2021
B
West Virginia 2/17/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
375 S FRONT ST, NEW BERN, NC 28560
BEAUFORT, NC
Registered with this firm since 2/17/2021
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
375 S FRONT ST FL 1, NEW BERN, NC 28561
Registered with this firm since 2/17/2021
Previous Registration(s)
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IA
 01/02/2018 - 02/17/2021 BB&T SECURITIES, LLC (CRD#:142785) RICHMOND, VA
B
 01/02/2018 - 02/17/2021 BB&T SECURITIES, LLC (CRD#:142785) RICHMOND, VA
IA
 07/15/2013 - 01/02/2018 BB&T INVESTMENT SERVICES, INC. (CRD#:33856) MOREHEAD CITY, NC
B
 07/15/2013 - 01/02/2018 BB&T INVESTMENT SERVICES, INC. (CRD#:33856) MOREHEAD CITY, NC
IA
 10/18/2007 - 07/15/2013 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) GREENVILLE, NC
B
 09/07/2007 - 07/15/2013 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) GREENVILLE, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.