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CHRISSY A LEE
CHRISSY ANN KIM, Chrissy Lee
CRD#: 5325251
IA
B
MERIT FINANCIAL ADVISORSCRD#: 142457 2400 LAKEVIEW PARKWAY
SUITE 550
ALPHARETTA, GA 30009
SUITE 550
ALPHARETTA, GA 30009
PURSHE KAPLAN STERLING INVESTMENTSCRD#: 35747 2400 Lakeview Parkway
Suite 550
Alpharetta, GA 30009
Suite 550
Alpharetta, GA 30009
0
Disclosures
16
Years of Experience
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State Registrations
IA
Georgia 10/20/2022
B
Georgia 8/16/2024
SRO Registrations
B
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IA
Registered with this firm since 10/20/2022
B
Registered with this firm since 8/16/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 10/14/2022 - 08/16/2024 | ALPHARETTA, GA | |
IA | 10/28/2008 - 09/23/2022 | ALPHARETTA, GA | |
B | 07/18/2008 - 09/23/2022 | ALPHARETTA, GA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.