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WENDI CHRISTINE KOLESZAR
WENDI CHRISTINE CHIGNOLI, WENDI CHIGNOLI, Wendi Koleszar
CRD#: 5324643
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 100 CRESCENT COURT
SUITE 400
DALLAS, TX 75201
Registration History
20082010201220142016201820202022202420262 FIRMS2021 - Present (3 years)BSANFORD C. BERNSTEIN & CO., LLC (CRD# 104474)2007 - 2018 (11 years)
License(s)

State Registrations

B
Alabama 4/5/2022

B
Missouri 11/12/2021

B
Alaska 1/21/2022

B
Nevada 1/21/2022

B
Arizona 1/21/2022

B
New Jersey 1/21/2022

B
California 1/21/2022

B
New York 11/17/2021

B
Colorado 1/21/2022

B
North Carolina 1/21/2022

B
Delaware 1/21/2022

B
Ohio 1/21/2022

B
Florida 1/21/2022

B
Oklahoma 1/21/2022

B
Illinois 1/21/2022

B
South Dakota 1/21/2022

B
Indiana 1/21/2022

B
Tennessee 1/21/2022

B
Kansas 1/21/2022

B
Texas 10/11/2021

B
Kentucky 1/21/2022

IA
Texas 10/11/2021

B
Louisiana 1/21/2022

B
Utah 11/17/2021

B
Maryland 1/21/2022

B
Virginia 1/21/2022

B
Massachusetts 1/21/2022

B
Wisconsin 3/7/2024

B
Minnesota 4/11/2023

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
100 CRESCENT COURT SUITE 400, DALLAS, TX 75201
Registered with this firm since 10/11/2021

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
100 CRESCENT COURT SUITE 400, DALLAS, TX 75201
Registered with this firm since 8/9/2021

Previous Registration(s)
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B
08/16/2007 - 08/23/2018 SANFORD C. BERNSTEIN & CO., LLC (CRD#:104474) DALLAS, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.