• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
ERIC THOMAS HAMBERG
CRD#: 5324635
IA
Investment Adviser
B
Previous Broker
RIK SAYLOR FINANCIAL, INC.CRD#: 165484 1241 NILLES ROAD
FAIRFIELD, OH 45014
Registration History
20082010201220142016201820202022202420262 FIRMS2007 - 2008 (<1 year)2 FIRMS2017 - 2018 (1 year)IARIK SAYLOR FINANCIAL, INC. (CRD# 165484)2013 - Present (11 years)BTRIAD ADVISORS LLC (CRD# 25803)2018 - 2022 (3 years)BNATIONAL PLANNING CORPORATION (CRD# 29604)2008 - 2017 (9 years)IANATIONAL PLANNING CORPORATION ... (CRD# 29604)2010 - 2017 (7 years)
Disclosure(s)
View By:
5/25/2021
Regulatory
Final
License(s)

State Registrations

IA
Florida 11/4/2015

IA
Ohio 2/22/2013

IA
Indiana 7/14/2015

IA
Texas 5/11/2017

IA
Kentucky 7/16/2021

Current Registration(s)
IA
RIK SAYLOR FINANCIAL, INC. (CRD#:165484)
1241 NILLES ROAD, FAIRFIELD, OH 45014
3825 EDWARDS ROAD, CINCINNATI, OH 45209
Registered with this firm since 2/22/2013

Previous Registration(s)
th hidden textth hidden textNameLocation
B
12/03/2018 - 09/15/2022 TRIAD ADVISORS LLC (CRD#:25803) Fairfield, OH
IA
11/29/2017 - 12/06/2018 LPL FINANCIAL LLC (CRD#:6413) FAIRFIELD, OH
B
11/29/2017 - 12/06/2018 LPL FINANCIAL LLC (CRD#:6413) FAIRFIELD, OH
IA
07/30/2010 - 12/06/2017 NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) (CRD#:29604) FAIRFIELD, OH
B
04/01/2008 - 11/29/2017 NATIONAL PLANNING CORPORATION (CRD#:29604) FAIRFIELD, OH
IA
09/20/2007 - 04/03/2008 WADDELL & REED, INC. (CRD#:866) CINCINNATI, OH
B
09/14/2007 - 04/03/2008 WADDELL & REED, INC. (CRD#:866) CINCINNATI, OH
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.