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Reuben Q Johnson
REUBEN Q JOHNSON, REUBEN QUINN JOHNSON
CRD#: 5322616
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 701 QUINTARD AVE
ANNISTON, AL 36201
Registration History
2010201220142016201820202022202420262 FIRMS2009 - 2010 (<1 year)2 FIRMS2010 - 2014 (4 years)2 FIRMS2014 - 2021 (6 years)2 FIRMS2021 - Present (3 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2021 - 2021 (<1 year)
Disclosure(s)
View By:
12/28/2010
Judgment / Lien
License(s)

State Registrations

B
Alabama 6/11/2021

B
Georgia 6/4/2021

IA
Alabama 6/11/2021

B
Tennessee 6/4/2021

B
Delaware 10/10/2023

B
Virginia 6/4/2021

B
Florida 6/4/2021

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
701 QUINTARD AVE, ANNISTON, AL 36201
Registered with this firm since 6/11/2021

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
701 QUINTARD AVE, ANNISTON, AL 36201
Registered with this firm since 6/4/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/04/2021 - 06/08/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
IA
09/12/2014 - 06/04/2021 BBVA WEALTH SOLUTIONS INC. (CRD#:110476) Anniston, AL
B
09/11/2014 - 06/04/2021 BBVA SECURITIES INC. (CRD#:27060) ANNISTON, AL
IA
06/14/2010 - 07/09/2014 BB&T INVESTMENT SERVICES, INC. (CRD#:33856) PELL CITY, AL
B
06/14/2010 - 07/09/2014 BB&T INVESTMENT SERVICES, INC. (CRD#:33856) PELL CITY, AL
IA
09/08/2009 - 03/11/2010 EDWARD JONES (CRD#:250) ANNISTON, AL
B
08/24/2009 - 03/11/2010 EDWARD JONES (CRD#:250) ANNISTON, AL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.