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ERIKA A ROMANCE
ERIKA A ECHEZURIA, ERIKA ALEXANDRA ECHEZURIA, ERIKA ECHEZURIA, ERIKA ALEXANDRA SOLOTOFF, ERIKA SOLOTOFF…
CRD#: 5320423
IA
B
MORGAN STANLEYCRD#: 149777 350 East Las Olas Boulevard
Suite 1500
Fort Lauderdale, FL 33301
Suite 1500
Fort Lauderdale, FL 33301
0
Disclosures
14
Years of Experience
View By:
State Registrations
B
Arizona 7/22/2021
B
New Jersey 7/22/2021
B
California 7/22/2021
B
New York 7/22/2021
B
Colorado 7/22/2021
B
North Carolina 7/22/2021
B
Connecticut 7/22/2021
B
Ohio 7/23/2021
B
District of Columbia 7/22/2021
B
Pennsylvania 7/22/2021
B
Florida 5/12/2021
B
South Carolina 7/22/2021
IA
Florida 5/13/2021
B
Tennessee 1/4/2022
B
Georgia 5/12/2021
B
Texas 7/22/2021
B
Hawaii 5/17/2021
IA
Texas 7/30/2021
B
Illinois 7/22/2021
B
Utah 7/22/2021
B
Indiana 7/22/2021
B
Vermont 7/22/2021
B
Maryland 7/22/2021
B
Virginia 7/22/2021
B
Massachusetts 7/22/2021
B
Washington 7/22/2021
B
Michigan 8/24/2021
B
Wisconsin 7/22/2021
B
Nevada 7/22/2021
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 5/13/2021
B
Registered with this firm since 5/12/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/16/2016 - 03/26/2021 | Weston, FL | |
B | 11/15/2016 - 03/26/2021 | WINDSOR, CT | |
B | 04/02/2015 - 09/26/2016 | BOSTON, MA | |
IA | 02/13/2013 - 03/03/2015 | AVENTURA, FL | |
B | 02/18/2011 - 03/03/2015 | AVENTURA, FL | |
B | 09/15/2010 - 02/22/2011 | AVENTURA, FL | |
B | 08/13/2009 - 06/11/2010 | CORAL GABLES, FL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.