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Detailed Report
Manuel Thompson Jr
MANUEL THOMPSON JR, Manuel A Thompson, Manuel Thompson
CRD#: 5320140
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 Carencro, LA
Registration History
20082010201220142016201820202022202420262 FIRMS2017 - 2020 (3 years)2 FIRMS2020 - 2022 (1 year)2 FIRMS2022 - 2022 (<1 year)2 FIRMS2022 - 2024 (1 year)2 FIRMS2024 - Present (<1 year)BW&S BROKERAGE SERVICES, INC. (CRD# 8099)2017 - 2017 (<1 year)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2012 - 2016 (3 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2007 - 2012 (5 years)
License(s)

State Registrations

B
Alabama 9/23/2024
B
Montana 9/23/2024
B
Alaska 9/23/2024
B
Nebraska 9/23/2024
B
Arizona 9/23/2024
B
Nevada 9/23/2024
B
Arkansas 9/23/2024
B
New Hampshire 9/23/2024
B
California 9/23/2024
B
New Jersey 9/23/2024
B
Colorado 9/23/2024
B
New Mexico 9/23/2024
B
Connecticut 9/23/2024
B
New York 9/23/2024
B
Delaware 9/23/2024
B
North Carolina 9/23/2024
B
District of Columbia 9/23/2024
B
North Dakota 9/23/2024
B
Florida 9/23/2024
B
Ohio 9/23/2024
B
Georgia 9/23/2024
B
Oklahoma 9/23/2024
B
Hawaii 9/23/2024
B
Oregon 9/23/2024
B
Idaho 9/23/2024
B
Pennsylvania 9/23/2024
B
Illinois 9/23/2024
B
Rhode Island 9/23/2024
B
Indiana 9/23/2024
B
South Carolina 9/23/2024
B
Iowa 9/23/2024
B
South Dakota 9/23/2024
B
Kansas 9/23/2024
B
Tennessee 9/23/2024
B
Kentucky 9/23/2024
B
Texas 9/23/2024
B
Louisiana 9/23/2024
IA
Texas 9/23/2024
IA
Louisiana 9/23/2024
B
Utah 9/23/2024
B
Maine 9/23/2024
B
Vermont 9/23/2024
B
Maryland 9/23/2024
B
Virginia 9/23/2024
B
Massachusetts 9/23/2024
B
Washington 9/23/2024
B
Michigan 9/23/2024
B
West Virginia 9/23/2024
B
Minnesota 9/23/2024
B
Wisconsin 9/23/2024
B
Mississippi 9/23/2024
B
Wyoming 9/23/2024
B
Missouri 9/23/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
Carencro, LA
Registered with this firm since 9/23/2024
B
EDWARD JONES (CRD#:250)
Carencro, LA
Registered with this firm since 9/23/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 12/08/2022 - 09/19/2024 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) LAFAYETTE, LA
B
 12/08/2022 - 09/19/2024 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) LAFAYETTE, LA
IA
 08/10/2022 - 09/19/2022 CETERA INVESTMENT ADVISERS LLC (CRD#:105644) BREAUX BRIDGE, LA
B
 08/10/2022 - 09/19/2022 CETERA INVESTMENT SERVICES LLC (CRD#:15340) LAFAYETTE, LA
IA
 11/10/2020 - 08/10/2022 HANCOCK WHITNEY INVESTMENT SERVICES INC. (CRD#:40637) LAFAYETTE, LA
B
 11/10/2020 - 08/10/2022 HANCOCK WHITNEY INVESTMENT SERVICES INC. (CRD#:40637) LAFAYETTE, LA
IA
 08/22/2017 - 11/10/2020 EDWARD JONES (CRD#:250) BREAUX BRIDGE, LA
B
 03/17/2017 - 11/10/2020 EDWARD JONES (CRD#:250) BREAUX BRIDGE, LA
B
 02/22/2017 - 03/10/2017 W&S BROKERAGE SERVICES, INC. (CRD#:8099) LAFAYETTE, LA
B
 10/01/2012 - 03/11/2016 J.P. MORGAN SECURITIES LLC (CRD#:79) SCOTT, LA
B
 05/16/2007 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) OPELOUSAS, LA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.